DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

SEC-registered adviser

Colomb Investment Management Company, LLC

Independent wealth managerMetairie, LouisianaCRD 140088SEC 801-130417websiteIAPD
Latest filing Mar 27, 2026
First filing on the tape May 5, 2024 · 7 filings
SEC status approved since Jun 6, 2024
RAUM
$4.7M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$4.7M individuals and HNW
Advisors
8
registered through the firm on IAPD
RAUM per advisor
$581,401
derived; firm RAUM over IAPD count
Employees
8
8 advisory (5.B.1)
Offices
7
beyond the principal office
Private funds
0
reported on Schedule D
History
7 filings and snapshots on the tape
RAUM$4.7M as of Mar 27, 2026
Mar 28, 2025$2.0M then
HNW client RAUM: no history
State-registered IARs (5.B.3)8 as of Mar 27, 2026
Mar 28, 20259 then
Employees (5.A)8 as of Mar 27, 2026
Mar 28, 20259 then
Private funds: no history
RAUM +133% over the last fiscal yearIARs 9 to 8
Practice profile
derived from the filing of Mar 27, 2026; every figure names its basis
RAUM per advisor
$581,401derivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$145,350derivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.0derivedItem 5.A over advisors
Advisors per office
1.0derived8 offices incl. principal (1.F.5)
RAUM growth, one year
+133%derivedbetween the last two annual amendments
Advisor growth, one year
-11%derivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, hourly, fixed fees, otherreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, pension consulting, selection of other advisersreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • is an insurance broker or agent (6.A.6)
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Individuals$4.7M100%
Individual clients
32reported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
32reported
Financial planning clients
51-100reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, fixed, hourlyreported
Class basis
private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
8 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
Robert Louis ColombMetairie, LaJan 13, 201428 y2
Michael Ovide BabinMetairie, LaJan 10, 202229 y1
Thomas Phillip WebbChartered Financial ConsultantMetairie, La Apr 13, 202342 y2
Mary Louise JamesCertified Financial PlannerMetairie, La Jun 22, 202331 y5
Shauna M PriceLakeside, Ca Jun 11, 202415 y2
Samuel Ivor AlleyneMontclair, Nj Jun 20, 202435 y6
John J BellinoChartered Financial ConsultantFort Myers, Fl Nov 7, 202431 y1
Eric Franklin HarrisMetairie, La Jan 1, 202515 y2
Advisor movement
1 left, 0 joined in 12 months
net -1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 13% of current headcount2 left over 36 months
Left, latest
Joined, latest
Every departureEvery arrival
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
  • Louis Robert Colomb · President/Ccocontrol
    since 02/2006 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
OfficeAdvisorsJoinedLeftTeams outForming
Metairie, La · principal800
Phoenix, Az001
Offices
Schedule D 1.F, the 25 largest
  • Daphne, AL1 employees
  • , 1 employees
What changed
consecutive filings, newest first
  • Accounts · 8 to 32
    Mar 28, 2025 to Mar 27, 2026
  • Advisory employees · 9 to 8
    Mar 28, 2025 to Mar 27, 2026
  • Individual clients · 8 to 32
    Mar 28, 2025 to Mar 27, 2026
  • Employees · 9 to 8
    Mar 28, 2025 to Mar 27, 2026
  • State-registered IARs · 9 to 8
    Mar 28, 2025 to Mar 27, 2026
  • Discretionary RAUM · $2.0M to $4.7M
    Mar 28, 2025 to Mar 27, 2026
  • Individual RAUM · $2.0M to $4.7M
    Mar 28, 2025 to Mar 27, 2026
  • RAUM · $2.0M to $4.7M
    Mar 28, 2025 to Mar 27, 2026
  • Accounts · 7 to 8
    Nov 6, 2024 to Mar 28, 2025
  • Advisory employees · 4 to 9
    Nov 6, 2024 to Mar 28, 2025
  • Individual clients · 7 to 8
    Nov 6, 2024 to Mar 28, 2025
  • Employees · 5 to 9
    Nov 6, 2024 to Mar 28, 2025
  • Financial planning clients · 1-10 to 51-100
    Nov 6, 2024 to Mar 28, 2025
  • State-registered IARs · 5 to 9
    Nov 6, 2024 to Mar 28, 2025
  • Other offices · 2 to 7
    Nov 6, 2024 to Mar 28, 2025
  • Discretionary RAUM · $1.6M to $2.0M
    Nov 6, 2024 to Mar 28, 2025
  • Individual RAUM · $1.6M to $2.0M
    Nov 6, 2024 to Mar 28, 2025
  • RAUM · $1.6M to $2.0M
    Nov 6, 2024 to Mar 28, 2025
Signals
4 dated events
  • Katherine Schwartz left Colomb Investment Management Company, Llc for Centaurus Financial, Inc. (registered 2026-03-03)
    Mar 13, 2026 · Advisor changed firm · fact
  • Colomb Investment Management Company, Llc reported 7 offices beyond its principal office, up from 2 (2024-11-06 to 2025-03-28)
    Mar 28, 2025 · Office count change · derived
  • Todd C Turk left Colomb Investment Management Company, Llc for Freedom Wealth Coaching, Llc (registered 2024-05-28)
    May 31, 2024 · Advisor changed firm · fact
  • Colomb Investment Management Company, Llc filed its initial SEC registration (Form ADV)
    May 5, 2024 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
Business phone
504-520-8050reportedpublished by the firm, firm site, Sep 16, 2026
Website
colomb.adxleader.comreportedpublic record, Form ADV, Sep 17, 2026
Principal office phone
504-520-8050reportedpublic record, Form ADV, Mar 27, 2026
Provenance
Form ADV
SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors
IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class
Independent wealth managerderiveda rule over Items 5.D and 7.A
RAUM per advisor
$581,401derivedfirm RAUM over the IAPD count; not a book size
Loaded
Sep 14, 2026