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Registered advisor
T••••• A•••• B••••
Feed of 09/14/2026
Also filed as T••••• A•••• B••••
At current firm
5 y
since May 21, 2021
In the industry
35 y
since Jan 1, 1991 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- T••••• I••• state registered currentsince May 21, 2021 · Fernandina Beach, Fl
- J• W• C••• A•••••••• I••• BD affiliatedDec 11, 2024 to Jan 6, 2025 · Tampa, Fl
- T••••• B•••• C••••••••• I••• unclassifiedMay 28, 2008 to Dec 31, 2013 · Peachtree City, Ga
- T•••• A•••••••• L•• formerJan 4, 2008 to May 30, 2008 · Atlanta, Ga
- T••••••• I••••••••• M••••••••• I••• BD affiliatedNov 26, 2003 to Jan 14, 2008 · Fayetteville, Ga
Moves
a registration end followed by a registration begin elsewhere
- J• W• C••• A•••••••• I••• to no registered destinationleft Jan 6, 2025 · Departure, no registered destination
- T••••• B•••• C••••••••• I••• to T••••• I•••left Dec 31, 2013, registered May 21, 2021 (2698 days) · Other
- T•••• A•••••••• L•• to T••••• B•••• C••••••••• I•••left May 30, 2008, registered May 28, 2008 (-2 days) · Other
- T••••••• I••••••••• M••••••••• I••• to T•••• A•••••••• L••left Jan 14, 2008, registered Jan 4, 2008 (-10 days) · Other
Signals
- T••••• A•••• B•••• no longer registered at J• W• C••• A•••••••• I•••; no later IA registration on IAPDJan 6, 2025 · Advisor departure · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 35derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address