L•••• A• P•••••

• P••• A••••• S••••••••• L•• BD affiliated current
  since Mar 22, 2024 · New York, Ny
• M•• I•••••••• S•••••••• L•• BD affiliated
  Feb 5, 2020 to Feb 9, 2023 · Secaucus, Nj
• H•••••••• A•••••••• L•• BD affiliated
  Jun 28, 2017 to Jan 21, 2020 · New York, Ny
• P••• A••••• S••••••••• L•• BD affiliated
  Dec 3, 2012 to Jul 28, 2017 · New York, Ny
• M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
  Jan 5, 2005 to Sep 25, 2012 · New York, Ny

• M•• I•••••••• S•••••••• L•• to P••• A••••• S••••••••• L••
  left Feb 9, 2023, registered Mar 22, 2024 (407 days) · Affiliated broker-dealer or bank to another
• H•••••••• A•••••••• L•• to M•• I•••••••• S•••••••• L••
  left Jan 21, 2020, registered Feb 5, 2020 (15 days) · Affiliated broker-dealer or bank to another
• P••• A••••• S••••••••• L•• to H•••••••• A•••••••• L••
  left Jul 28, 2017, registered Jun 28, 2017 (-30 days) · Other
• M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to P••• A••••• S••••••••• L••
  left Sep 25, 2012, registered Dec 3, 2012 (69 days) · Other

• ••• Locked
  Feb 9, 2023 · Advisor changed firm · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

21derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address