E••••• J• P••••

• W•••• F•••• A••••••• wirehouse current
  since Apr 18, 2022 · Chapel Hill, Nc
• J••• M••••• S••••••••• L•• wirehouse
  Jul 16, 2018 to Apr 14, 2022 · Seattle, Wa
• C••••••• S••••••••• I••• BD affiliated
  Apr 25, 2016 to Jun 19, 2018 · Solon, Oh
• F•••• T•••• S••••••••• I••• BD affiliated
  Jan 14, 2014 to May 2, 2016 · Parma, Oh
• E•••••••• A•••••••• L•• national BD
  May 10, 2013 to Dec 23, 2013 · Akron, Oh

• J••• M••••• S••••••••• L•• to W•••• F•••• A•••••••
  left Apr 14, 2022, registered Apr 18, 2022 (4 days) · Wirehouse to wirehouse
• C••••••• S••••••••• I••• to J••• M••••• S••••••••• L••
  left Jun 19, 2018, registered Jul 16, 2018 (27 days) · Affiliated broker-dealer or bank to wirehouse
• F•••• T•••• S••••••••• I••• to C••••••• S••••••••• I•••
  left May 2, 2016, registered Apr 25, 2016 (-7 days) · Other
• E•••••••• A•••••••• L•• to F•••• T•••• S••••••••• I•••
  left Dec 23, 2013, registered Jan 14, 2014 (22 days) · Other

• ••• Locked
  Apr 14, 2022 · Advisor changed firm · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Wirehousederived

Years in industry

20derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address