DFX Intelligence
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Registered advisor
D••• D••••• B•••••
Feed of 09/14/2026
Also filed as D••• D• B•••••
At current firm
4 y
since Jun 15, 2022
In the industry
41 y
since Aug 7, 1985 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- W•••• F•••• A••••••• wirehouse currentsince Jun 15, 2022 · Doylestown, Pa
- U•• F•••••••• S••••••• I••• wirehouseSep 30, 2015 to Jun 24, 2022 · Newtown, Pa
- M••••• S•••••• wirehouseJun 1, 2009 to Oct 6, 2015 · Doylestown, Pa
- M••••• S•••••• • C•• L•• unclassifiedApr 17, 2009 to Jun 1, 2009 · Doylestown, Pa
Moves
a registration end followed by a registration begin elsewhere
- U•• F•••••••• S••••••• I••• to W•••• F•••• A•••••••left Jun 24, 2022, registered Jun 15, 2022 (-9 days) · Wirehouse to wirehouse · moved with a team
- M••••• S•••••• to U•• F•••••••• S••••••• I•••left Oct 6, 2015, registered Sep 30, 2015 (-6 days) · Wirehouse to wirehouse · moved with a team
- M••••• S•••••• • C•• L•• to M••••• S••••••left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
Signals
- ••• LockedJun 24, 2022 · Advisor changed firm · fact
Transition signalsWhat these will draw onThe observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves.Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 41derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address