B•••••• J••• D••••••

G••••• R••••••••• P••••••• L••institutionalPalisades, Ny dual registrantIAPD 1380247

Feed of 09/15/2026

Also filed as B•••••• J••• O••••••••

At current firm

11 y

since Apr 1, 2015

In the industry

37 y

since Jan 20, 1989 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

L•• F•••••••• L•• BD affiliated current
since Aug 3, 2021 · Palisades, Ny
G••••• R••••••••• P••••••• L•• institutional current
since Apr 1, 2015 · Palisades, Ny
I••••••••• F•••••••• P••••••• BD affiliated
Jul 18, 2011 to Jun 8, 2015 · Pearl River, Ny
N•• A•••••••• I••• unclassified
Feb 10, 2010 to Dec 1, 2010 · Pearl River, Ny

Moves

a registration end followed by a registration begin elsewhere

I••••••••• F•••••••• P••••••• to G••••• R••••••••• P••••••• L••
left Jun 8, 2015, registered Apr 1, 2015 (-68 days) · Other · moved with a team
N•• A•••••••• I••• to I••••••••• F•••••••• P•••••••
left Dec 1, 2010, registered Jul 18, 2011 (229 days) · corporate re-registration, not a move

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Institutional managerderived
Years in industry: 37derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address