DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Jeffrey Neil Feinberg

LPL Financial LLCBD affiliatedEncinitas, Ca dual registrantIAPD 1381541

Feed of 09/15/2026

Also filed as Jeff Feinberg

At current firm

2 y

since Mar 22, 2024

In the industry

38 y

since Nov 4, 1987 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

LPL Financial LLC BD affiliated current
since Mar 22, 2024 · Ashland, Or
"A" Street Financial Advisors, Inc. unclassified
Jul 13, 2022 to Mar 22, 2024 · Ashland, Or
Wells Fargo Advisors wirehouse
Dec 6, 2010 to Jul 11, 2022 · Medford, Or
Morgan Stanley wirehouse
Jun 1, 2009 to Dec 17, 2010 · Medford, Or
Morgan Stanley & Co. LLC unclassified
Apr 2, 2007 to Jun 1, 2009 · Medford, Or
Morgan Stanley Dw Inc. unclassified
Jun 19, 2006 to Apr 2, 2007 · Medford, Or
Piper Sandler & Co. institutional
Jun 29, 1998 to Jun 22, 2006 · Medford, Or

Moves

a registration end followed by a registration begin elsewhere

"A" Street Financial Advisors, Inc. to LPL Financial LLC
left Mar 22, 2024, registered Mar 22, 2024 (0 days) · Other · moved with a team
Wells Fargo Advisors to "A" Street Financial Advisors, Inc.
left Jul 11, 2022, registered Jul 13, 2022 (2 days) · Other
Morgan Stanley to Wells Fargo Advisors
left Dec 17, 2010, registered Dec 6, 2010 (-11 days) · Wirehouse to wirehouse
Morgan Stanley & Co. LLC to Morgan Stanley
left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
Morgan Stanley Dw Inc. to Morgan Stanley & Co. LLC
left Apr 2, 2007, registered Apr 2, 2007 (0 days) · corporate re-registration, not a move
Piper Sandler & Co. to Morgan Stanley Dw Inc.
left Jun 22, 2006, registered Jun 19, 2006 (-3 days) · Other

Signals

Jeffrey Neil Feinberg left "A" Street Financial Advisors, Inc. for Lpl Financial Llc (registered 2024-03-22)
Mar 22, 2024 · Advisor changed firm · fact
Jeffrey Neil Feinberg left Wells Fargo Advisors for "A" Street Financial Advisors, Inc. (registered 2022-07-13)
Jul 11, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 38derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address