J•••• M•••••

A••••• A•• P••••••• S•••••••BD affiliatedMelville, Ny dual registrantIAPD 1382018

Feed of 09/14/2026

Also filed as J•••• C••••••••• C•••••••••

At current firm

4 y

since Jan 19, 2022

In the industry

40 y

since Sep 30, 1985 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

A••••• A•• P••••••• S••••••• BD affiliated current
since Jan 19, 2022 · Melville, Ny
C•••••• S••••• • C••• I••• national BD
Nov 30, 2020 to Jan 16, 2022 · New York City, Ny
A••••• A•• P••••••• S••••••• BD affiliated
Jul 2, 2013 to Nov 13, 2020 · Melville, Ny
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Feb 28, 2013 to Jun 13, 2013 · Northport, Ny
U••• F•••••••• P••••••• S••••••• former
Aug 18, 2011 to Feb 19, 2013 · New York, Ny
A••••• A•• P••••••• S••••••• BD affiliated
Apr 12, 2007 to Aug 5, 2011 · Melville, Ny
T• A••••••••• I••• former
Mar 24, 2006 to Jan 30, 2007 · Lake Grove, Ny
C•••••• S••••• • C••• I••• national BD
Dec 31, 2001 to Mar 4, 2003 · S••••Town, Ny

Moves

a registration end followed by a registration begin elsewhere

C•••••• S••••• • C••• I••• to A••••• A•• P••••••• S•••••••
left Jan 16, 2022, registered Jan 19, 2022 (3 days) · Affiliated broker-dealer or bank to another
A••••• A•• P••••••• S••••••• to C•••••• S••••• • C••• I•••
left Nov 13, 2020, registered Nov 30, 2020 (17 days) · Affiliated broker-dealer or bank to another
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to A••••• A•• P••••••• S•••••••
left Jun 13, 2013, registered Jul 2, 2013 (19 days) · Other
U••• F•••••••• P••••••• S••••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
left Feb 19, 2013, registered Feb 28, 2013 (9 days) · Other
A••••• A•• P••••••• S••••••• to U••• F•••••••• P••••••• S•••••••
left Aug 5, 2011, registered Aug 18, 2011 (13 days) · Other
T• A••••••••• I••• to A••••• A•• P••••••• S•••••••
left Jan 30, 2007, registered Apr 12, 2007 (72 days) · Other
C•••••• S••••• • C••• I••• to T• A••••••••• I•••
left Mar 4, 2003, registered Mar 24, 2006 (1116 days) · Affiliated broker-dealer or bank to a newly registered adviser

Signals

••• Locked
Jan 16, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 40derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address