C•••••• R•••••• L•••••

G•• S••••••••• I•••BD affiliatedBridgeville, Pa dual registrantIAPD 1384669

Feed of 09/15/2026

Also filed as R••• L••••••••• L•••••

At current firm

15 y

since Sep 7, 2011

In the industry

40 y

since Feb 14, 1986 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

G•• S••••••••• I••• BD affiliated current
since Sep 7, 2011 · Palm Beach Gardens, Fl
H•••••• T••••••• • K•••• L•• independent RIA
Nov 26, 2008 to May 14, 2009 · Conshohocken, Pa
W••••••• F•••••••• S•••••••• I••• former
Feb 6, 2008 to Oct 31, 2008 · Wayne, Pa

Moves

a registration end followed by a registration begin elsewhere

H•••••• T••••••• • K•••• L•• to G•• S••••••••• I•••
left May 14, 2009, registered Sep 7, 2011 (846 days) · Other
W••••••• F•••••••• S•••••••• I••• to H•••••• T••••••• • K•••• L••
left Oct 31, 2008, registered Nov 26, 2008 (26 days) · Other

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 40derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address