RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
T••••• W••••• R•••••
- G••••• A••••••• S•••••••• L•• independent RIA currentsince Oct 30, 2015 · Souderton, Pa
- A••••••• F•••••••• A•••••••• L•• BD affiliatedFeb 6, 2015 to Oct 26, 2015 · Warminster, Pa
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliatedJan 9, 2014 to Jan 5, 2015 · Perkasie, Pa
- C••••••• S••••••••• I••• BD affiliatedSep 10, 2013 to Jan 6, 2014 · Jamison, Pa
- A••••••• F•••••••• A•••••••• L•• to G••••• A••••••• S•••••••• L••left Oct 26, 2015, registered Oct 30, 2015 (4 days) · Other
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to A••••••• F•••••••• A•••••••• L••left Jan 5, 2015, registered Feb 6, 2015 (32 days) · Other
- C••••••• S••••••••• I••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Jan 6, 2014, registered Jan 9, 2014 (3 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address