RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
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- I• F•••••••• A••••••• S••••••• L•• independent RIA currentsince Feb 20, 2020 · Charlotte, Nc
- T••••••••• F•••••••• A•••••••• L•• BD affiliatedDec 11, 2008 to Dec 31, 2012 · Crown Point, In
- V•••• F•••••••• A•••••••• I••• BD affiliatedJul 16, 2004 to Jan 5, 2006 · Merillville, In
- T••••••••• F•••••••• A•••••••• L•• to I• F•••••••• A••••••• S••••••• L••left Dec 31, 2012, registered Feb 20, 2020 (2607 days) · Other
- V•••• F•••••••• A•••••••• I••• to T••••••••• F•••••••• A•••••••• L••left Jan 5, 2006, registered Dec 11, 2008 (1071 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 40derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address