RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• R••••• G••••
- A•••• S••••••••• I•• state registered currentsince Jul 31, 2023 · Lisle, Il
- A••••••• T•••• I••••••••• S••••••• A•••••••• I••• state registered currentsince Sep 16, 2019 · Lisle, Il
- C•••••• C•••••• M••••••••• A•••••••• L•• independent RIA currentsince Jan 9, 2003 · Lisle, Il
- A•••• S••••••••• I•• state registeredJul 14, 2023 to Dec 31, 2024 · Lisle, Il
- L•• C•••••• M••••••••• I•• independent RIASep 17, 2001 to Oct 28, 2002 · C••••••, Il
- L•••••• S•• I••••••••• A•••••••• L••••• BD affiliatedJun 14, 1999 to May 10, 2005 · Lisle, Il
- L•••••• S•• I••••••••• A•••••••• L••••• to L•• C•••••• M••••••••• I••left May 10, 2005, registered Sep 17, 2001 (-1331 days) · Other
- L•• C•••••• M••••••••• I•• to C•••••• C•••••• M••••••••• A•••••••• L••left Oct 28, 2002, registered Jan 9, 2003 (73 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 40derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address