RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•• P•••• M••••••
- G••••• V••• C•••••• M••••••••• L•• independent RIA currentsince Jan 6, 2026 · Waukesha, Wi
- 5••• C•••••• state registeredJan 2, 2020 to Dec 8, 2021 · Denver, Co
- W•••••• W••••• M••••••••• L•• independent RIAJun 22, 2016 to Jan 12, 2018 · Golden, Co
- W•••••• W••••• M••••••••• L•• formerAug 5, 2015 to Jun 22, 2016 · Greenwood Village, Co
- L•• F•••••••• L•• BD affiliatedJan 5, 2006 to Sep 7, 2016 · Denver, Co
- M••••• S•••••• C••••••••• unclassifiedOct 16, 2002 to Dec 31, 2005 · Denver, Co
- F•• A••••••• S••••••• I•• unclassifiedJun 8, 2001 to Sep 24, 2002 · Denver, Co
- 5••• C•••••• to G••••• V••• C•••••• M••••••••• L••left Dec 8, 2021, registered Jan 6, 2026 (1490 days) · Other
- W•••••• W••••• M••••••••• L•• to 5••• C••••••left Jan 12, 2018, registered Jan 2, 2020 (720 days) · RIA to a state-registered adviser
- L•• F•••••••• L•• to W•••••• W••••• M••••••••• L••left Sep 7, 2016, registered Aug 5, 2015 (-399 days) · Other · moved with a team
- W•••••• W••••• M••••••••• L•• to W•••••• W••••• M••••••••• L••left Jun 22, 2016, registered Jun 22, 2016 (0 days) · corporate re-registration, not a move
- M••••• S•••••• C••••••••• to L•• F•••••••• L••left Dec 31, 2005, registered Jan 5, 2006 (5 days) · Other
- F•• A••••••• S••••••• I•• to M••••• S•••••• C•••••••••left Sep 24, 2002, registered Oct 16, 2002 (22 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address