RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• P•••••• T•••••••
- G••••• R••••••••• P••••••• L•• institutional currentsince Dec 8, 2022 · San Rafael, Ca
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliatedJan 2, 2019 to Oct 7, 2021 · Moon Township, Pa
- N••• F•••••••• G••••• I••• formerAug 3, 2007 to Sep 6, 2018 · Houston, Tx
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to G••••• R••••••••• P••••••• L••left Oct 7, 2021, registered Dec 8, 2022 (427 days) · Other
- N••• F•••••••• G••••• I••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Sep 6, 2018, registered Jan 2, 2019 (118 days) · RIA to affiliated broker-dealer or bank
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Institutional managerderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address