RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
G••••••• J••••• D•••••
- D••••• C•••••• M••••••••• state registered currentsince Nov 3, 2020 · Ambler, Pa
- C••••••• M••••• L•• asset managerDec 13, 2017 to Jul 13, 2020 · Wynnewood, Pa
- I••••••• C•••••• M••••••••• L•• independent RIAMar 17, 2016 to Mar 27, 2018 · Conshohocken, Pa
- A•• C•••••• M••••••••• formerMay 15, 2015 to Jun 1, 2016 · Mechanicsburg, Pa
- W••• C•••••• A•••• M••••••••• I••• formerSep 11, 2014 to Dec 10, 2015 · Philadelphia, Pa
- D••••• C•••••• M••••••••• state registeredJun 26, 2014 to Dec 31, 2017 · Abington, Pa
- A•••••••• W••••• A••••••• I•• otherSep 28, 2012 to Feb 5, 2013 · Johnstown, Pa
- G••••••• I••••••••• M••••••••• L• mixed wealthMar 20, 2007 to Apr 3, 2008 · Philadelphia, Pa
- A••••• C•••••• M••••••••• unclassifiedAug 8, 2003 to Apr 29, 2004 · Berwyn, Pa
- C••••••• M••••• L•• to D••••• C•••••• M•••••••••left Jul 13, 2020, registered Nov 3, 2020 (113 days) · Other
- I••••••• C•••••• M••••••••• L•• to C••••••• M••••• L••left Mar 27, 2018, registered Dec 13, 2017 (-104 days) · Other
- D••••• C•••••• M••••••••• to W••• C•••••• A•••• M••••••••• I•••left Dec 31, 2017, registered Sep 11, 2014 (-1207 days) · Other
- A•• C•••••• M••••••••• to I••••••• C•••••• M••••••••• L••left Jun 1, 2016, registered Mar 17, 2016 (-76 days) · Other
- W••• C•••••• A•••• M••••••••• I••• to A•• C•••••• M•••••••••left Dec 10, 2015, registered May 15, 2015 (-209 days) · Other
- A•••••••• W••••• A••••••• I•• to D••••• C•••••• M•••••••••left Feb 5, 2013, registered Jun 26, 2014 (506 days) · Other
- G••••••• I••••••••• M••••••••• L• to A•••••••• W••••• A••••••• I••left Apr 3, 2008, registered Sep 28, 2012 (1639 days) · Other
- A••••• C•••••• M••••••••• to G••••••• I••••••••• M••••••••• L•left Apr 29, 2004, registered Mar 20, 2007 (1055 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 40derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address