DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Former SEC-registered adviser

A•• C•••••• M•••••••••

Former SEC-registered adviserCamp Hill, PennsylvaniaCRD 164914SEC 801-79050IAPD
Legal name A•• C•••••• M••••••••• L••
Latest filing Mar 29, 2018
First filing on the tape Jan 3, 2014 · 11 filings
RAUM
$197M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
91%
$180M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
6
3 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
11 filings and snapshots on the tape
RAUM$197M as of Mar 29, 2018
Mar 27, 2015$150M then
HNW client RAUM: $180M
State-registered IARs (5.B.3)2 as of Mar 29, 2018
Mar 27, 20154 then
Employees (5.A)6 as of Mar 29, 2018
Mar 27, 20155 then
Private funds: no history
RAUM +1.9% over the last fiscal year+9.4% a year over threeIARs 0 to 2
Practice profile
derived from the filing of Mar 29, 2018; every figure names its basis
RAUM per advisor
$98.4MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
29derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$3.1MderivedHNW RAUM over HNW clients
Average account
$2.0MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
8.5%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
3.0derivedItem 5.A over advisors
Advisors per office
1.0derived2 offices incl. principal (1.F.5)
RAUM growth, one year
+1.9%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, fixed feesreportedItem 5.E
Advisory activities
portfolio management for individuals, portfolio management for businesses and institutions, selection of other advisers, otherreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • a related person has custody of client cash (9.B.1.a)
  • a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$180M91%
  • Charitable organizations$16.7M8.5%
  • Corporations and businesses$23,3480.0%
Individual clients
0reported
HNW clients
58reported
Pension plan clients
0reported
Charitable clients
1reported
Accounts
97reported
Financial planning clients
n/areported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, fixedreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Every departureEvery arrival
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
  • S••••••• M••••••• E• · Member, Administrative Officer/President/Ccocontrol
    since 07/2013 · owns 25% to 50%
  • U•••••• A••••• · Sole Membercontrol
    since 10/2008 · owns 75% or more of A••• L••
Entity owners
  • A•• F••••• O••••• M••••••••• L•• · Member
    direct · owns 50% to 75%
  • A••• L•• · Member
    indirect · owns 75% or more of A•• F••••• O••••• M••••••••• L••
Related persons
Schedule D 7.A
Offices
Schedule D 1.F, the 25 largest
  • Conshohocken, PA1 employees
What changed
consecutive filings, newest first
  • Accounts · 70 to 97
    Jan 30, 2017 to Mar 29, 2018
  • Charity clients · unset to 1.0
    Jan 30, 2017 to Mar 29, 2018
  • HNW clients · unset to 58.0
    Jan 30, 2017 to Mar 29, 2018
  • Individual clients · unset to 0.0
    Jan 30, 2017 to Mar 29, 2018
  • Pension plan clients · unset to 0.0
    Jan 30, 2017 to Mar 29, 2018
  • Pooled vehicle clients · unset to 0.0
    Jan 30, 2017 to Mar 29, 2018
  • State-registered IARs · 3 to 2
    Jan 30, 2017 to Mar 29, 2018
  • Other offices · unset to 1.0
    Jan 30, 2017 to Mar 29, 2018
  • Discretionary RAUM · $193M to $197M
    Jan 30, 2017 to Mar 29, 2018
  • HNW RAUM · unset to 180111445.0
    Jan 30, 2017 to Mar 29, 2018
  • Individual RAUM · unset to 0.0
    Jan 30, 2017 to Mar 29, 2018
  • Pension RAUM · unset to 0.0
    Jan 30, 2017 to Mar 29, 2018
  • Pooled vehicle RAUM · unset to 0.0
    Jan 30, 2017 to Mar 29, 2018
  • RAUM · $193M to $197M
    Jan 30, 2017 to Mar 29, 2018
  • State-registered IARs · 0 to 3
    Jan 26, 2017 to Jan 30, 2017
  • Advisory employees · 5 to 3
    Sep 23, 2016 to Jan 26, 2017
  • Advisory activities · 5 to 4
    Sep 23, 2016 to Jan 26, 2017
  • Employees · 7 to 6
    Sep 23, 2016 to Jan 26, 2017
  • Insurance-licensed employees · 1 to 0
    Sep 23, 2016 to Jan 26, 2017
  • Financial planning clients · 0 to unset
    Sep 23, 2016 to Jan 26, 2017
  • HQ city · MECHANICSBURG to CAMP HILL
    Sep 23, 2016 to Jan 26, 2017
  • State-registered IARs · 5 to 0
    Sep 23, 2016 to Jan 26, 2017
  • Discretionary RAUM · $132M to $193M
    Sep 23, 2016 to Jan 26, 2017
  • RAUM · $132M to $193M
    Sep 23, 2016 to Jan 26, 2017
  • Related adviser · false to true
    Mar 11, 2016 to Sep 23, 2016
  • Accounts · 66 to 70
    Aug 7, 2015 to Mar 11, 2016
  • Advisory employees · 4 to 5
    Aug 7, 2015 to Mar 11, 2016
  • Employees · 5 to 7
    Aug 7, 2015 to Mar 11, 2016
  • Insurance-licensed employees · 0 to 1
    Aug 7, 2015 to Mar 11, 2016
  • State-registered IARs · 4 to 5
    Aug 7, 2015 to Mar 11, 2016
  • Discretionary RAUM · $150M to $132M
    Aug 7, 2015 to Mar 11, 2016
  • RAUM · $150M to $132M
    Aug 7, 2015 to Mar 11, 2016
  • Accounts · 62 to 66
    Oct 17, 2014 to Mar 27, 2015
  • Advisory employees · 3 to 4
    Oct 17, 2014 to Mar 27, 2015
  • State-registered IARs · 3 to 4
    Oct 17, 2014 to Mar 27, 2015
  • Discretionary RAUM · $129M to $150M
    Oct 17, 2014 to Mar 27, 2015
  • RAUM · $129M to $150M
    Oct 17, 2014 to Mar 27, 2015
  • Advisory activities · 4 to 5
    Jan 7, 2014 to Oct 17, 2014
  • Employees · 4 to 5
    Jan 7, 2014 to Oct 17, 2014
  • Financial planning clients · 1-10 to 0
    Jan 7, 2014 to Oct 17, 2014
Signals
1 dated events
  • A•• C•••••• M••••••••• filed its initial SEC registration (Form ADV)
    Jan 3, 2014 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
Provenance
Form ADV
SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors
IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class
Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
RAUM per advisor
n/aderivedfirm RAUM over the IAPD count; not a book size
Loaded
Sep 14, 2026