E••• A•••• O•••••••••

• M••••• S•••••• wirehouse current
  since Jun 1, 2009 · Incline Village, Nv
• C•••••••• G••••• M•••••• I••• BD affiliated
  Feb 4, 2008 to Jun 1, 2009 · Westlake Village, Ca
• J••• M••••• S••••••••• L•• wirehouse
  Jan 4, 2005 to Feb 13, 2008 · Los Angeles, Ca
• C••••• S••••• S••••••••• •••• L•• former
  Jan 17, 2003 to Feb 7, 2005 · Los Angeles, Ca
• P••••••• L•• unclassified
  Jul 26, 2002 to Jan 17, 2003 · Los Angeles, Ca

• C•••••••• G••••• M•••••• I••• to M••••• S••••••
  left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
• J••• M••••• S••••••••• L•• to C•••••••• G••••• M•••••• I•••
  left Feb 13, 2008, registered Feb 4, 2008 (-9 days) · Other
• C••••• S••••• S••••••••• •••• L•• to J••• M••••• S••••••••• L••
  left Feb 7, 2005, registered Jan 4, 2005 (-34 days) · Other
• P••••••• L•• to C••••• S••••• S••••••••• •••• L••
  left Jan 17, 2003, registered Jan 17, 2003 (0 days) · corporate re-registration, not a move

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Wirehousederived

Years in industry

41derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address