DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Gregg Michael Somerville

Independent Financial PartnersBD affiliatedTampa, Fl dual registrantIAPD 1397076

Certified Financial Planner

Feed of 09/14/2026

Also filed as Gregg M Somerville

At current firm

2 y

since Aug 28, 2024

In the industry

41 y

since Sep 4, 1985 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Independent Financial Partners BD affiliated current
since Aug 28, 2024 · Tampa, Fl
Realta Investment Advisors, Inc BD affiliated
Apr 25, 2013 to Aug 27, 2024 · Wilmington, De
RBC Capital Markets, LLC national BD
Mar 13, 2009 to May 8, 2013 · Wilmington, De
Ferris, Baker Watts, LLC unclassified
Nov 21, 2002 to Mar 13, 2009 · Wilmington, De

Moves

a registration end followed by a registration begin elsewhere

Realta Investment Advisors, Inc to Independent Financial Partners
left Aug 27, 2024, registered Aug 28, 2024 (1 days) · Affiliated broker-dealer or bank to another · moved with a team
RBC Capital Markets, LLC to Realta Investment Advisors, Inc
left May 8, 2013, registered Apr 25, 2013 (-13 days) · Other
Ferris, Baker Watts, LLC to RBC Capital Markets, LLC
left Mar 13, 2009, registered Mar 13, 2009 (0 days) · corporate re-registration, not a move

Signals

Gregg Michael Somerville left Realta Investment Advisors, Inc for Independent Financial Partners (registered 2024-08-28)
Aug 27, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 41derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address