RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
C•••• M• L•••
- C••••• I••••••••• A••••••• L•• BD affiliated currentsince Mar 22, 2023 · Woodstock, Ga
- G•••••• I••••••••• formerFeb 28, 2017 to Aug 20, 2018 · Atlanta, Ga
- S•••••• S••••••••• I••• BD affiliatedJan 23, 2017 to Aug 20, 2018 · Columbus, Ga
- L•• F•••••••• L•• BD affiliatedJan 6, 2015 to Nov 29, 2016 · Fort Mill, Sc
- S••••••• I••••••••• S•••••••• I••• formerAug 28, 2014 to Dec 12, 2014 · Atlanta, Ga
- F•• S••••••••• C••••••••• formerJul 20, 2007 to Aug 25, 2014 · Atlanta, Ga
- C•••• I••••••••• S••••••• C•••• formerJan 12, 2006 to Aug 23, 2006 · Columbus, Oh
- S•••••• S••••••••• I••• to G•••••• I•••••••••left Aug 20, 2018, registered Feb 28, 2017 (-538 days) · Other
- G•••••• I••••••••• to C••••• I••••••••• A••••••• L••left Aug 20, 2018, registered Mar 22, 2023 (1675 days) · RIA to affiliated broker-dealer or bank
- L•• F•••••••• L•• to S•••••• S••••••••• I•••left Nov 29, 2016, registered Jan 23, 2017 (55 days) · Other
- S••••••• I••••••••• S•••••••• I••• to L•• F•••••••• L••left Dec 12, 2014, registered Jan 6, 2015 (25 days) · Other
- F•• S••••••••• C••••••••• to S••••••• I••••••••• S•••••••• I•••left Aug 25, 2014, registered Aug 28, 2014 (3 days) · Other
- C•••• I••••••••• S••••••• C•••• to F•• S••••••••• C•••••••••left Aug 23, 2006, registered Jul 20, 2007 (331 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 32derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address