RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
B•••• A••• T•••••••
- J••• M••••• S••••••••• L•• wirehouse currentsince Jan 2, 2026 · Upper Darby, Pa
- W•••• F•••• A••••••• wirehouseJul 25, 2018 to Jul 28, 2025 · Mount Joy, Pa
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseJan 27, 2016 to Feb 1, 2017 · Conshohocken, Pa
- W•••• F•••• A••••••• wirehouseDec 19, 2013 to Dec 23, 2015 · Paoli, Pa
- N••••••• L•• formerApr 24, 2013 to Sep 30, 2013 · Paoli, Pa
- M•••••• C•••••• M••••••••• I•• formerJan 21, 2006 to Mar 10, 2010 · Wyomissing, Pa
- M•••••• C•••••• M••••••••• I•• formerJul 8, 2005 to Dec 31, 2005 · Wyomissing, Pa
- W•••• F•••• A••••••• to J••• M••••• S••••••••• L••left Jul 28, 2025, registered Jan 2, 2026 (158 days) · Wirehouse to wirehouse
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to W•••• F•••• A•••••••left Feb 1, 2017, registered Jul 25, 2018 (539 days) · Wirehouse to wirehouse
- W•••• F•••• A••••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Dec 23, 2015, registered Jan 27, 2016 (35 days) · Wirehouse to wirehouse
- N••••••• L•• to W•••• F•••• A•••••••left Sep 30, 2013, registered Dec 19, 2013 (80 days) · Other
- M•••••• C•••••• M••••••••• I•• to N••••••• L••left Mar 10, 2010, registered Apr 24, 2013 (1141 days) · Other
- B•••• A••• T••••••• left W•••• F•••• A••••••• for J••• M••••• S••••••••• L•• (registered 2026-01-02)Jul 28, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 31derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address