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Registered advisor
A••• M•••• B••••
Feed of 09/14/2026
Also filed as A••• M•••• Steele
At current firm
14 y
since Mar 1, 2012
In the industry
31 y
since Sep 18, 1995 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
4
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- O•••• W•••••• I••• BD affiliated currentsince Mar 1, 2012 · Naperville, Il
- I••••••••• F•••••••• G••••• L•• BD affiliatedFeb 3, 2011 to Mar 2, 2012 · Naperville, Il
- M•• F•••••••• S•••••••• I••• formerNov 9, 2010 to Feb 3, 2011 · Downers Grove, Il
- I••••••••• F•••••••• G••••• L•• BD affiliatedNov 12, 2009 to Oct 28, 2010 · Naperville, Il
- W•••• F•••• A••••••• wirehouseJul 2, 2001 to Jul 3, 2002 · Chicago, Il
Moves
a registration end followed by a registration begin elsewhere
- I••••••••• F•••••••• G••••• L•• to O•••• W•••••• I•••left Mar 2, 2012, registered Mar 1, 2012 (-1 days) · Other
- M•• F•••••••• S•••••••• I••• to I••••••••• F•••••••• G••••• L••left Feb 3, 2011, registered Feb 3, 2011 (0 days) · Other
- I••••••••• F•••••••• G••••• L•• to M•• F•••••••• S•••••••• I•••left Oct 28, 2010, registered Nov 9, 2010 (12 days) · Other
- W•••• F•••• A••••••• to I••••••••• F•••••••• G••••• L••left Jul 3, 2002, registered Nov 12, 2009 (2689 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 31derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address