M•••• S•••• K••••••••

R•••••• J•••• F•••••••• S••••••• A•••••••• I••BD affiliatedMelville, Nydual registrantIAPD 1420136

Feed of 09/14/2026

Also filed as M•••• S•••• K••••••••• K••••••••

At current firm

0 y

since Mar 6, 2026

In the industry

40 y

since Oct 29, 1985 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated current
since Mar 6, 2026 · Melville, Ny
A••••••••• F•••••••• S•••••••• L•• national BD
Jun 5, 2015 to Mar 10, 2026 · Paramus, Nj
W•••• F•••• A••••••• wirehouse
May 25, 2010 to Jun 11, 2015 · Melville, Ny
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Oct 23, 2009 to May 27, 2010 · New York, Ny
B••• O• A•••••• I••••••••• S•••••••• I••• unclassified
Aug 22, 2006 to Oct 23, 2009 · New York, Ny
U•• F•••••••• S••••••• I••• wirehouse
Jan 27, 2004 to Sep 5, 2006 · New York, Ny

Moves

a registration end followed by a registration begin elsewhere

A••••••••• F•••••••• S•••••••• L•• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••
left Mar 10, 2026, registered Mar 6, 2026 (-4 days) · Affiliated broker-dealer or bank to another
W•••• F•••• A••••••• to A••••••••• F•••••••• S•••••••• L••
left Jun 11, 2015, registered Jun 5, 2015 (-6 days) · Wirehouse to affiliated broker-dealer or bank
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to W•••• F•••• A•••••••
left May 27, 2010, registered May 25, 2010 (-2 days) · Wirehouse to wirehouse
B••• O• A•••••• I••••••••• S•••••••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
left Oct 23, 2009, registered Oct 23, 2009 (0 days) · corporate re-registration, not a move
U•• F•••••••• S••••••• I••• to B••• O• A•••••• I••••••••• S•••••••• I•••
left Sep 5, 2006, registered Aug 22, 2006 (-14 days) · Other

Signals

••• Locked
Mar 10, 2026 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 40derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address