DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Brixton Capital Wealth Advisors, LLC
Latest filing Mar 6, 2026
First filing on the tape Jun 13, 2017 · 31 filings
SEC status approved since Jul 13, 2017
RAUM
$212M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$212M individuals and HNW
Advisors
4
registered through the firm on IAPD
RAUM per advisor
$53.1M
derived; firm RAUM over IAPD count
Employees
7
4 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
31 filings and snapshots on the tape
RAUM$212M as of Mar 6, 2026
Jun 29, 2018$103M then
HNW client RAUM$164M as of Mar 6, 2026
Jun 29, 2018$68.0M then
State-registered IARs (5.B.3)4 as of Mar 6, 2026
Jun 29, 20181 then
Employees (5.A)7 as of Mar 6, 2026
Jun 29, 20181 then
Private funds: no history
RAUM +20% over the last fiscal year+22% a year over threeIARs 4 to 4
Practice profile
derived from the filing of Mar 6, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- RAUM per advisor
- $53.1MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 205derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $798,149derivedHNW RAUM over HNW clients
- Average account
- $259,327derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.8derivedItem 5.A over advisors
- Advisors per office
- 4.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +20%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +12%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, selection of other advisers, publicationsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$164M77%
- Individuals$48.0M23%
- Individual clients
- 613reported
- HNW clients
- 206reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 819reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=true related_bank=false bd_reps=1.0derived
Advisors registered through the firm
4 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Stephen Joseph Perrone | Garden City, Ny | Sep 14, 2017 | 18 y | 2 |
| William Robert Kemp | Garden City, Ny | Oct 23, 2017 | 41 y | 2 |
| John Sullivan Perrone | Garden City, Ny | Mar 26, 2019 | 10 y | 0 |
| Albert Vincent Pette | Garden City, Ny | Aug 21, 2025 | 37 y | 10 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- Albert Vincent Pette from Western International SecuritiesAug 21, 2025 · Affiliated broker-dealer or bank to independent RIA
- William Robert Kemp from Northeast Asset Management LLCOct 23, 2017 · Other
- Stephen Joseph Perrone from Strategic Advisers LLCSep 14, 2017 · Affiliated broker-dealer or bank to a newly registered adviser
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Sullivan John Perrone · Vice President Of Operationscontrolsince 08/2017 · owns 25% to 50%
- Joseph Stephen Perrone · Presidentcontrolsince 08/2017 · owns 25% to 50%
- Joseph Stephen Perrone · Managing Member/ Ceo/ Chief Compliance Officercontrolsince 03/2017 · owns 25% to 50%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Garden City, Ny · principal | 4 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 729 to 819Sep 3, 2025 to Mar 6, 2026
- HNW clients · 199 to 206Sep 3, 2025 to Mar 6, 2026
- Individual clients · 530 to 613Sep 3, 2025 to Mar 6, 2026
- Employees · 5 to 7Sep 3, 2025 to Mar 6, 2026
- Discretionary RAUM · $177M to $212MSep 3, 2025 to Mar 6, 2026
- HNW RAUM · $137M to $164MSep 3, 2025 to Mar 6, 2026
- Individual RAUM · $39.3M to $48.0MSep 3, 2025 to Mar 6, 2026
- RAUM · $177M to $212MSep 3, 2025 to Mar 6, 2026
- Financial planning clients · 0 to 0Jul 30, 2025 to Sep 3, 2025
- Accounts · 604 to 729Mar 1, 2024 to Mar 5, 2025
- Advisory activities · 3 to 4Mar 1, 2024 to Mar 5, 2025
- HNW clients · 157 to 199Mar 1, 2024 to Mar 5, 2025
- Individual clients · 447 to 530Mar 1, 2024 to Mar 5, 2025
- Discretionary RAUM · $146M to $177MMar 1, 2024 to Mar 5, 2025
- HNW RAUM · $113M to $137MMar 1, 2024 to Mar 5, 2025
- Individual RAUM · $33.1M to $39.3MMar 1, 2024 to Mar 5, 2025
- RAUM · $146M to $177MMar 1, 2024 to Mar 5, 2025
- Accounts · 515 to 604Mar 4, 2023 to Mar 1, 2024
- Advisory employees · 5 to 4Mar 4, 2023 to Mar 1, 2024
- HNW clients · 122 to 157Mar 4, 2023 to Mar 1, 2024
- Individual clients · 393 to 447Mar 4, 2023 to Mar 1, 2024
- Employees · 6 to 5Mar 4, 2023 to Mar 1, 2024
- Discretionary RAUM · $116M to $146MMar 4, 2023 to Mar 1, 2024
- HNW RAUM · $88.6M to $113MMar 4, 2023 to Mar 1, 2024
- Individual RAUM · $27.8M to $33.1MMar 4, 2023 to Mar 1, 2024
- RAUM · $116M to $146MMar 4, 2023 to Mar 1, 2024
- Accounts · 452 to 515Sep 27, 2022 to Mar 3, 2023
- HNW clients · 134 to 122Sep 27, 2022 to Mar 3, 2023
- Individual clients · 318 to 393Sep 27, 2022 to Mar 3, 2023
- Discretionary RAUM · $183M to $116MSep 27, 2022 to Mar 3, 2023
- HNW RAUM · $157M to $88.6MSep 27, 2022 to Mar 3, 2023
- Individual RAUM · $26.6M to $27.8MSep 27, 2022 to Mar 3, 2023
- RAUM · $183M to $116MSep 27, 2022 to Mar 3, 2023
- Accounts · 341 to 452Mar 22, 2021 to Mar 2, 2022
- HNW clients · 217 to 134Mar 22, 2021 to Mar 2, 2022
- Individual clients · 124 to 318Mar 22, 2021 to Mar 2, 2022
- Other offices · 1 to 0Mar 22, 2021 to Mar 2, 2022
- Discretionary RAUM · $162M to $183MMar 22, 2021 to Mar 2, 2022
- HNW RAUM · $15.6M to $157MMar 22, 2021 to Mar 2, 2022
- Individual RAUM · $147M to $26.6MMar 22, 2021 to Mar 2, 2022
Signals
2 dated events
- Vincent Albert Pette (Managing Director) no longer on Schedule A of Brixton Capital Wealth Advisors, Llc (listed 2019-01-07, absent 2019-01-14)Jan 14, 2019 · Control person left · inference
- Brixton Capital Wealth Advisors, Llc filed its initial SEC registration (Form ADV)Jun 13, 2017 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- dan@brixtonwealth.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business email
- marie@brixtonwealth.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business email
- steve@brixtonwealth.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 516-222-5300reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 516-222-5305reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 516-238-2818reportedpublished by the firm, firm site, Sep 16, 2026
- Website
- BRIXTONWEALTH.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 516-222-5300reportedpublic record, Form ADV, Mar 6, 2026
- Team page
- BRIXTONWEALTH.COM/our-teamreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $53.1Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026