RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
B•••• R•• K••••••
- G•••••• W••••• P•••••••• L•• independent RIA currentsince Oct 22, 2023 · North Hampton, Nh
- G•• S••••••••• I••• BD affiliatedJan 10, 2011 to Jan 27, 2022 · Palm Beach Gardens, Fl
- L•••••• I••••••••• independent RIAAug 2, 2010 to Feb 4, 2011 · Suncook, Nh
- G•••• A••••••• A•••••••• I••• formerJun 4, 2008 to Aug 2, 2010 · Cincinnati, Oh
- E•• F•••••••• A••••••• independent RIAJun 19, 2007 to Jun 4, 2008 · Newton, Ma
- G•••• A••••••• A•••••••• I••• formerOct 22, 2003 to Jun 13, 2007 · Freedom, Nh
- G•• S••••••••• I••• to G•••••• W••••• P•••••••• L••left Jan 27, 2022, registered Oct 22, 2023 (633 days) · Affiliated broker-dealer or bank to independent RIA
- L•••••• I••••••••• to G•• S••••••••• I•••left Feb 4, 2011, registered Jan 10, 2011 (-25 days) · Other
- G•••• A••••••• A•••••••• I••• to L•••••• I•••••••••left Aug 2, 2010, registered Aug 2, 2010 (0 days) · corporate re-registration, not a move
- E•• F•••••••• A••••••• to G•••• A••••••• A•••••••• I•••left Jun 4, 2008, registered Jun 4, 2008 (0 days) · Other
- G•••• A••••••• A•••••••• I••• to E•• F•••••••• A•••••••left Jun 13, 2007, registered Jun 19, 2007 (6 days) · Other
- B•••• R•• K•••••• left G•• S••••••••• I••• for G•••••• W••••• P•••••••• L•• (registered 2023-10-22)Jan 27, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 40derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address