DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Keith H Van Etten
Certified Financial Planner
Feed of 09/15/2026
Also filed as Keith Heim Vanetten
At current firm
7 y
since Mar 26, 2019
In the industry
36 y
since Nov 6, 1989 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- John Hancock Investment Management LLC asset manager currentsince Mar 26, 2019 · Boston, Ma
- Pinnacle Investments, LLC BD affiliatedMay 8, 2017 to Mar 8, 2019 · Mansfield, Ma
- Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseSep 15, 2011 to Mar 19, 2012 · Boston, Ma
- Columbia Management Investment Advisers, LLC asset managerMay 1, 2010 to Jul 29, 2010 · Minneapolis, Mn
- Bofa Advisors, LLC formerMay 4, 2005 to May 7, 2010 · Boston, Ma
Moves
a registration end followed by a registration begin elsewhere
- Pinnacle Investments, LLC to John Hancock Investment Management LLCleft Mar 8, 2019, registered Mar 26, 2019 (18 days) · Other
- Merrill Lynch, Pierce, Fenner & Smith Incorporated to Pinnacle Investments, LLCleft Mar 19, 2012, registered May 8, 2017 (1876 days) · Other
- Columbia Management Investment Advisers, LLC to Merrill Lynch, Pierce, Fenner & Smith Incorporatedleft Jul 29, 2010, registered Sep 15, 2011 (413 days) · Other
- Bofa Advisors, LLC to Columbia Management Investment Advisers, LLCleft May 7, 2010, registered May 1, 2010 (-6 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Asset manager (funds and pooled vehicles)derived
- Years in industry
- 36derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address