M•••••• J••••• R•••••

M••••• S••••••wirehouseFort Lauderdale, Fl dual registrantIAPD 1434196

Feed of 09/15/2026

Also filed as Micahel J••••• R•••••

At current firm

13 y

since Nov 9, 2012

In the industry

34 y

since Mar 9, 1992 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

M••••• S•••••• wirehouse current
since Nov 9, 2012 · Aventura, Fl
S••••••• I••••••••• S•••••••• I••• former
Oct 27, 2011 to Feb 16, 2012 · Richmond, Va
W•••• F•••• A••••••• wirehouse
Oct 1, 2007 to Oct 10, 2011 · St. Louis, Mo
M••••• S•••••• D• I••• unclassified
Apr 14, 1998 to Nov 26, 2002 · Richmond, Va

Moves

a registration end followed by a registration begin elsewhere

S••••••• I••••••••• S•••••••• I••• to M••••• S••••••
left Feb 16, 2012, registered Nov 9, 2012 (267 days) · Other
W•••• F•••• A••••••• to S••••••• I••••••••• S•••••••• I•••
left Oct 10, 2011, registered Oct 27, 2011 (17 days) · Other
M••••• S•••••• D• I••• to W•••• F•••• A•••••••
left Nov 26, 2002, registered Oct 1, 2007 (1770 days) · Other

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wirehousederived
Years in industry: 34derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address