DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

R••••• W•••••••

R••••••••• C•••••• M•••••••••BD affiliatedFort Lauderdale, Fl dual registrantIAPD 1435330

Feed of 09/15/2026

Also filed as R••••• Slava

At current firm

1 y

since Jun 27, 2025

In the industry

36 y

since Jul 9, 1990 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

R••••••••• C•••••• M••••••••• BD affiliated current
since Jun 27, 2025 · Atlanta, Ga
R••••••••• C•••••• M••••••••• BD affiliated
Jun 27, 2025 to Nov 6, 2025 · Fort Lauderdale, Fl
U•• F•••••••• S••••••• I••• wirehouse
Feb 28, 2013 to Jul 25, 2025 · Hallandale Beach, Fl
M••••• S•••••• wirehouse
Jun 1, 2009 to Mar 11, 2013 · Aventura, Fl
C•••••••• G••••• M•••••• I••• BD affiliated
Jul 19, 2007 to Jun 1, 2009 · Aventura, Fl

Moves

a registration end followed by a registration begin elsewhere

R••••••••• C•••••• M••••••••• to R••••••••• C•••••• M•••••••••
left Nov 6, 2025, registered Jun 27, 2025 (-132 days) · channel change inside one enterprise, not a move
U•• F•••••••• S••••••• I••• to R••••••••• C•••••• M•••••••••
left Jul 25, 2025, registered Jun 27, 2025 (-28 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team
M••••• S•••••• to U•• F•••••••• S••••••• I•••
left Mar 11, 2013, registered Feb 28, 2013 (-11 days) · Wirehouse to wirehouse
C•••••••• G••••• M•••••• I••• to M••••• S••••••
left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move

Signals

R••••• W••••••• left U•• F•••••••• S••••••• I••• for R••••••••• C•••••• M••••••••• (registered 2025-06-27)
Jul 25, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 36derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address