DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Feed of 09/15/2026
Also filed as Lynne Wiggins
At current firm
4 y
since Nov 1, 2021
In the industry
18 y
since Apr 30, 2008 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Rfg Advisory, LLC independent RIA currentsince Nov 1, 2021 · Austin, Tx
- Integrated Wealth Strategies, LLC independent RIANov 1, 2010 to Mar 21, 2023 · Austin, Tx
- Brookstone Capital Management LLC independent RIAJun 18, 2010 to Nov 11, 2010 · Austin, Tx
- UBS Financial Services Inc. wirehouseMay 1, 2008 to Oct 6, 2009 · Austin, Tx
Moves
a registration end followed by a registration begin elsewhere
- Integrated Wealth Strategies, LLC to Rfg Advisory, LLCleft Mar 21, 2023, registered Nov 1, 2021 (-505 days) · RIA to RIA · moved with a team
- Brookstone Capital Management LLC to Integrated Wealth Strategies, LLCleft Nov 11, 2010, registered Nov 1, 2010 (-10 days) · Other
- UBS Financial Services Inc. to Brookstone Capital Management LLCleft Oct 6, 2009, registered Jun 18, 2010 (255 days) · Other
Signals
- Anita Lynne Wiggins left Integrated Wealth Strategies, Llc for Rfg Advisory, Llc (registered 2021-11-01)Mar 21, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address