RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
I•••••• R••••• G•••••
- A••••••• C•••••• M••••••••• L•• independent RIA currentsince Feb 8, 2018 · Boynton Beach, Fl
- L••••• A•••••••• L•• formerOct 16, 2006 to Apr 7, 2016 · Palm Beach Gardens, Fl
- A•••••• I••••••••• M••••••••• C•••••• L•• unclassifiedDec 5, 2003 to Oct 29, 2004 · South Pasadena, Fl
- W•••• F•••• A••••••• wirehouseApr 4, 2002 to Aug 18, 2003 · Tampa, Fl
- L••••• A•••••••• L•• to A••••••• C•••••• M••••••••• L••left Apr 7, 2016, registered Feb 8, 2018 (672 days) · Other
- A•••••• I••••••••• M••••••••• C•••••• L•• to L••••• A•••••••• L••left Oct 29, 2004, registered Oct 16, 2006 (717 days) · Other
- W•••• F•••• A••••••• to A•••••• I••••••••• M••••••••• C•••••• L••left Aug 18, 2003, registered Dec 5, 2003 (109 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 40derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address