DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Absolute Capital Management, LLC
Latest filing Jun 3, 2026
First filing on the tape Dec 6, 2011 · 60 filings
SEC status approved since Sep 22, 2003
RAUM
$742M
reported, Item 5.F
Discretionary
98%
of RAUM
Private clients
67%
$495M individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$247M
derived; firm RAUM over IAPD count
Employees
12
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
60 filings and snapshots on the tape
RAUM$742M as of Jun 3, 2026
Mar 26, 2012$226M then
HNW client RAUM$220M as of Jun 3, 2026
Mar 22, 2018$44.0M then
State-registered IARs (5.B.3)3 as of Jun 3, 2026
Mar 26, 20133 then
Employees (5.A)12 as of Jun 3, 2026
Mar 26, 201315 then
Private funds: no history
RAUM +71% over the last fiscal year+42% a year over threeIARs 3 to 3
Practice profile
derived from the filing of Jun 3, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- Wrap program sponsor · sponsors a wrap fee program (5.I) with at least $100M of wrap assets
- RAUM per advisor
- $247MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 615derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.3MderivedHNW RAUM over HNW clients
- Average account
- $304,802derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 98%derivedof RAUM
- Institutional
- 0.5%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 4.0derivedItem 5.A over advisors
- Advisors per office
- 3.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +28%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +13%derived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for investment companiesreportedItem 5.G
- Wrap fee program
- $421MreportedItem 5.I
- Custody
- $4.1M, 16 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Individuals$275M38%
- Investment companies$232M32%
- High-net-worth individuals$220M30%
- Pension and profit-sharing plans$3.5M0.5%
- Individual clients
- 1,677reported
- HNW clients
- 167reported
- Pension plan clients
- 26reported
- Charitable clients
- n/areported
- Accounts
- 2,436reported
- Financial planning clients
- reported
- Wrap fee programs
- $421M sponsored, $0 managedreported
- Custody of client assets
- $4.1M for 16 clientsreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.67 fund_share=0.31 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
3 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Phillip Brenden Gebben | Pittsburgh, Pa | Sep 20, 2002 | 28 y | 0 |
| Iroland Rafael Garcia | Boynton Beach, Fl | Feb 8, 2018 | 40 y | 3 |
| Alexander S Barned | St. Augustine, Fl | Jan 23, 2019 | 34 y | 2 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- Wayne Washowich to Ameriprise Financial Services, LLCNov 9, 2020 · RIA to affiliated broker-dealer or bank
- Scott Matthew Friel to PotomacNov 2, 2020 · Other
- Michael John Sciulli to Money Concepts Advisory ServiceDec 7, 2017 · Other
- Michael John Rowe to Howard Capital Management, LLCApr 3, 2017 · Other
- Raymond Steven Gettins to Invest Financial CorporationFeb 21, 2017 · Other
- Brian Matthew Osborn to Summit Advisors, LLCJan 9, 2017 · Other
- Randel Morris to Strategic Advisers LLCJan 3, 2017 · Other
- Benjamin Paul Burkley to Hefren-Tillotson, Inc.Oct 12, 2015 · Other
- Michael Richard Jenco to The Pacific Financial Group, Inc.Mar 16, 2015 · Other
- Blake Alan Bjordahl to Vanderbilt Advisory ServicesMay 9, 2013 · Other
Joined, latest
- Scott Matthew Friel from The Pacific Financial Group, Inc.Nov 26, 2019 · RIA to RIA
- Wayne Washowich from Donoghue Forlines LLCJun 6, 2019 · Other
- Alexander S Barned from Vestgen Investment ManagementJan 23, 2019 · RIA to RIA
- Iroland Rafael Garcia from Legend Advisory, LLCFeb 8, 2018 · Other
- Michael John Sciulli from Pnc Wealth ManagementMar 29, 2017 · Other
- Raymond Steven Gettins from Curian Capital, LLCSep 23, 2015 · Other
- Michael John Rowe from Caprin Asset Management, LLCJul 30, 2014 · Other
- Michael Richard Jenco from Summit Advisors, LLCJul 17, 2014 · Other
- Benjamin Paul Burkley from Federated Global Investment Management Corp.Jun 23, 2014 · Other
- Blake Alan Bjordahl from Centaurus Financial, Inc.Jun 15, 2010 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Diane Denise Alfieri · Chief Compliance Officercontrolsince 03/2019 · owns less than 5%
- Brenden Phillip Gebben · Owner, Managing Directorcontrolsince 10/2002 · owns 75% or more
- Lynn Renee Gebben · Ownersince 06/2018 · owns 5% to 10%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Pittsburgh, Pa · principal | 3 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- unusually high clients per advisorStatic outlier · filing Jun 3, 2026private clients per advisor of 614.7 against a peer median of 63.7 (1211 comparable advisers, 100.0th percentile, 14.8 robust deviations)peers: independent wealth managers, $500M to $1B (1,211) · 100% percentile
What changed
consecutive filings, newest first
- Accounts · 2,137 to 2,436May 1, 2026 to Jun 3, 2026
- HNW clients · 113 to 167May 1, 2026 to Jun 3, 2026
- Individual clients · 1,550 to 1,677May 1, 2026 to Jun 3, 2026
- Pension plan clients · 28 to 26May 1, 2026 to Jun 3, 2026
- Assets in custody · $6.5M to $4.1MMay 1, 2026 to Jun 3, 2026
- Employees · 11 to 12May 1, 2026 to Jun 3, 2026
- Discretionary RAUM · $547M to $731MMay 1, 2026 to Jun 3, 2026
- HNW RAUM · $157M to $220MMay 1, 2026 to Jun 3, 2026
- Individual RAUM · $211M to $275MMay 1, 2026 to Jun 3, 2026
- Non-discretionary RAUM · $7.2M to $11.7MMay 1, 2026 to Jun 3, 2026
- Pension RAUM · $3.3M to $3.5MMay 1, 2026 to Jun 3, 2026
- RAUM · $554M to $742MMay 1, 2026 to Jun 3, 2026
- Wrap assets (sponsor) · $297M to $421MMay 1, 2026 to Jun 3, 2026
- Accounts · 1,791 to 2,137Oct 2, 2025 to Jan 21, 2026
- Corporate clients · 5.0 to unsetOct 2, 2025 to Jan 21, 2026
- HNW clients · 97 to 113Oct 2, 2025 to Jan 21, 2026
- Individual clients · 1,467 to 1,550Oct 2, 2025 to Jan 21, 2026
- Pension plan clients · 30 to 28Oct 2, 2025 to Jan 21, 2026
- Assets in custody · $6.1M to $6.5MOct 2, 2025 to Jan 21, 2026
- Employees · 10 to 11Oct 2, 2025 to Jan 21, 2026
- Discretionary RAUM · $465M to $547MOct 2, 2025 to Jan 21, 2026
- HNW RAUM · $120M to $157MOct 2, 2025 to Jan 21, 2026
- Individual RAUM · $189M to $211MOct 2, 2025 to Jan 21, 2026
- Non-discretionary RAUM · $7.2M to $7.2MOct 2, 2025 to Jan 21, 2026
- Pension RAUM · $3.7M to $3.3MOct 2, 2025 to Jan 21, 2026
- RAUM · $472M to $554MOct 2, 2025 to Jan 21, 2026
- Wrap assets (sponsor) · $215M to $297MOct 2, 2025 to Jan 21, 2026
- Accounts · 1,807 to 1,791Mar 4, 2025 to Oct 2, 2025
- Corporate clients · 2 to 5Mar 4, 2025 to Oct 2, 2025
- HNW clients · 87 to 97Mar 4, 2025 to Oct 2, 2025
- Individual clients · 1,386 to 1,467Mar 4, 2025 to Oct 2, 2025
- Pension plan clients · 17 to 30Mar 4, 2025 to Oct 2, 2025
- Assets in custody · $5.8M to $6.1MMar 4, 2025 to Oct 2, 2025
- Discretionary RAUM · $427M to $465MMar 4, 2025 to Oct 2, 2025
- HNW RAUM · $108M to $120MMar 4, 2025 to Oct 2, 2025
- Individual RAUM · $185M to $189MMar 4, 2025 to Oct 2, 2025
- Non-discretionary RAUM · $7.3M to $7.2MMar 4, 2025 to Oct 2, 2025
- Pension RAUM · $2.3M to $3.7MMar 4, 2025 to Oct 2, 2025
- RAUM · $434M to $472MMar 4, 2025 to Oct 2, 2025
- Wrap assets (sponsor) · $183M to $215MMar 4, 2025 to Oct 2, 2025
Signals
3 dated events
- Absolute Capital Management, Llc reported RAUM $742.5M, up 34% from $554.0M (2026-05-01 to 2026-06-03)Jun 3, 2026 · RAUM change · derived
- Diane Denise Alfieri (Chief Compliance Officer) appeared on Schedule A of Absolute Capital Management, LlcMar 25, 2019 · Control person joined · fact
- Christopher Robert Mallon (Chief Operating Officer) no longer on Schedule A of Absolute Capital Management, Llc (listed 2018-11-30, absent 2019-03-25)Mar 25, 2019 · Control person left · inference
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- webinfo@abscap.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 412-388-1600reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 412-388-1900reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 888-388-8303reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- LINKEDIN.COM/COMPANY/ABSOLUTE-CAPITAL-MANAGEMENT-LLCreportedpublic record, Form ADV, Sep 17, 2026
- Website
- ABSCAP.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 412-388-1600reportedpublic record, Form ADV, Jun 3, 2026
- Contact form
- abscap.com/contactreportedpublished by the firm, firm site, Sep 15, 2026
- Team page
- abscap.com/about/peoplereportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $247Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026