DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Registered advisor

J•••• B•••••• P••••

L•• F•••••••• L••BD affiliatedReading, Pa dual registrantIAPD 1439175

Feed of 09/15/2026

Also filed as Jimmy P••••

At current firm

2 y

since Nov 6, 2023

In the industry

40 y

since Dec 18, 1985 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

L•• F•••••••• L•• BD affiliated current
since Nov 6, 2023 · Reading, Pa
W•••• F•••• A••••••• wirehouse
May 24, 2013 to May 8, 2018 · Columbia, Sc
S••••••• BD affiliated
Dec 19, 2006 to May 30, 2013 · Columbia, Sc
C•••••••• G••••• M•••••• I••• BD affiliated
Feb 21, 2006 to Dec 20, 2006 · Columbia, Sc
L••• M•••• W••• W•••••• I••••••••• unclassified
Dec 22, 1998 to Feb 21, 2006 · Columbia, Sc

Moves

a registration end followed by a registration begin elsewhere

W•••• F•••• A••••••• to L•• F•••••••• L••
left May 8, 2018, registered Nov 6, 2023 (2008 days) · Wirehouse to affiliated broker-dealer or bank
S••••••• to W•••• F•••• A•••••••
left May 30, 2013, registered May 24, 2013 (-6 days) · Other
C•••••••• G••••• M•••••• I••• to S•••••••
left Dec 20, 2006, registered Dec 19, 2006 (-1 days) · Other
L••• M•••• W••• W•••••• I••••••••• to C•••••••• G••••• M•••••• I•••
left Feb 21, 2006, registered Feb 21, 2006 (0 days) · corporate re-registration, not a move

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 40derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address