DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

David S. Long

LPL Financial LLCBD affiliatedBrookfield, Ctdual registrantIAPD 1446168

Certified Financial Planner

Feed of 09/14/2026

Also filed as David Scott Long

At current firm

0 y

since Apr 10, 2026

In the industry

50 y

since Mar 1, 1976 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

LPL Financial LLC BD affiliated current
since Apr 10, 2026 · Brookfield, Ct
Founders Financial Securities, LLC independent RIA
Nov 1, 2023 to Apr 14, 2026 · Brookfield, Ct
Securities America Advisors, Inc. former
Oct 25, 2017 to Nov 3, 2023 · Brookfield, Ct
National Planning Corporation ("Npc Of America" In Fl & Ny) former
Mar 31, 2006 to Oct 27, 2017 · South Windsor, Ct
Osaic Fs, Inc. former
Mar 21, 2003 to Apr 3, 2006 · Brookfield, Ct
Polaris Advisory Services Inc unclassified
Jan 6, 2000 to Mar 31, 2003 · Brookfield, Ct

Moves

a registration end followed by a registration begin elsewhere

Founders Financial Securities, LLC to LPL Financial LLC
left Apr 14, 2026, registered Apr 10, 2026 (-4 days) · RIA to affiliated broker-dealer or bank
Securities America Advisors, Inc. to Founders Financial Securities, LLC
left Nov 3, 2023, registered Nov 1, 2023 (-2 days) · Affiliated broker-dealer or bank to independent RIA
National Planning Corporation ("Npc Of America" In Fl & Ny) to Securities America Advisors, Inc.
left Oct 27, 2017, registered Oct 25, 2017 (-2 days) · Other · moved with a team
Osaic Fs, Inc. to National Planning Corporation ("Npc Of America" In Fl & Ny)
left Apr 3, 2006, registered Mar 31, 2006 (-3 days) · Other
Polaris Advisory Services Inc to Osaic Fs, Inc.
left Mar 31, 2003, registered Mar 21, 2003 (-10 days) · Other

Signals

David S. Long left Founders Financial Securities, Llc for Lpl Financial Llc (registered 2026-04-10)
Apr 14, 2026 · Advisor changed firm · fact
David S. Long left Securities America Advisors, Inc. for Founders Financial Securities, Llc (registered 2023-11-01)
Nov 3, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 50derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address