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Registered advisor

G••••• B• L••

B••••••• F• E•••••• • C••••••• I•••••••••BD affiliatedColorado Springs, Co dual registrantIAPD 1453228

Feed of 09/15/2026

Also filed as G••••• B• L••

At current firm

2 y

since Jun 27, 2024

In the industry

40 y

since Feb 7, 1986 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

B••••••• F• E•••••• • C••••••• I••••••••• BD affiliated current
since Jun 27, 2024 · St. Louis, Mo
A••••••••• F•••••••• S•••••••• L•• national BD
Jul 27, 2018 to Jul 8, 2024 · Denver, Co
W•••• F•••• A••••••• wirehouse
Mar 14, 2008 to Jul 30, 2018 · Colorado Springs, Co
U•• F•••••••• S••••••• I••• wirehouse
Jan 27, 1999 to Mar 25, 2008 · Colorado Springs, Co

Moves

a registration end followed by a registration begin elsewhere

A••••••••• F•••••••• S•••••••• L•• to B••••••• F• E•••••• • C••••••• I•••••••••
left Jul 8, 2024, registered Jun 27, 2024 (-11 days) · Affiliated broker-dealer or bank to another · moved with a team
W•••• F•••• A••••••• to A••••••••• F•••••••• S•••••••• L••
left Jul 30, 2018, registered Jul 27, 2018 (-3 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team
U•• F•••••••• S••••••• I••• to W•••• F•••• A•••••••
left Mar 25, 2008, registered Mar 14, 2008 (-11 days) · Wirehouse to wirehouse

Signals

G••••• B• L•• left A••••••••• F•••••••• S•••••••• L•• for B••••••• F• E•••••• • C••••••• I••••••••• (registered 2024-06-27)
Jul 8, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 40derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address