DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J•• P••••• C••••

B••••••••• A•••• M••••••••• L••independent RIAJupiter, Fl dual registrantIAPD 1453525

Feed of 09/14/2026

Also filed as Joy Helene P•••••

At current firm

1 y

since Jul 29, 2025

In the industry

21 y

since Dec 6, 2004 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

B••••••••• A•••• M••••••••• L•• independent RIA current
since Jul 29, 2025 · Jupiter, Fl
C•••••• V•••• M••••••••• L•• independent RIA
Apr 5, 2024 to Jul 23, 2025 · Beverly Hills, Ca
C••••••••• I••••••••• L•• mixed wealth
Dec 13, 2005 to Oct 7, 2020 · New York, Ny
C•••••••• G••••• M•••••• I••• BD affiliated
Dec 13, 2004 to Dec 16, 2005 · Los Angeles, Ca

Moves

a registration end followed by a registration begin elsewhere

C•••••• V•••• M••••••••• L•• to B••••••••• A•••• M••••••••• L••
left Jul 23, 2025, registered Jul 29, 2025 (6 days) · RIA to affiliated broker-dealer or bank · moved with a team
C••••••••• I••••••••• L•• to C•••••• V•••• M••••••••• L••
left Oct 7, 2020, registered Apr 5, 2024 (1276 days) · RIA to RIA · moved with a team
C•••••••• G••••• M•••••• I••• to C••••••••• I••••••••• L••
left Dec 16, 2005, registered Dec 13, 2005 (-3 days) · corporate re-registration, not a move

Signals

J•• P••••• C•••• left C•••••• V•••• M••••••••• L•• for B••••••••• A•••• M••••••••• L•• (registered 2025-07-29)
Jul 23, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 21derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address