DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

S•••• M•••••• S•••••••

E•• W••••• M•••••••••no RAUMSan Francisco, CaIA-onlyIAPD 1459980

Feed of 09/14/2026

Also filed as S•••• M•••••• Zgoda

At current firm

0 y

since Aug 17, 2026

In the industry

31 y

since Jun 1, 1995 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

E•• W••••• M••••••••• no RAUM current
since Aug 17, 2026 · San Francisco, Ca
P••••••• A•••••••• L•• independent RIA
Nov 13, 2023 to Jun 3, 2025 · San Francisco, Ca
C•••••• W••••• A••••••• G•••• independent RIA
Feb 8, 2022 to May 19, 2022 · Fleming Island, Fl
S••••••• C•••••• M••••••••• unclassified
Oct 27, 2021 to Dec 31, 2021 · San Diego, Ca
F••••• I••••••••• independent RIA
May 22, 2006 to Mar 9, 2021 · Rancho Santa Fe, Ca
F••••• I••••••••• independent RIA
Jul 8, 1997 to Mar 11, 2003 · Rancho Santa Fe, Ca

Moves

a registration end followed by a registration begin elsewhere

P••••••• A•••••••• L•• to E•• W••••• M•••••••••
left Jun 3, 2025, registered Aug 17, 2026 (440 days) · RIA to a newly registered adviser
C•••••• W••••• A••••••• G•••• to P••••••• A•••••••• L••
left May 19, 2022, registered Nov 13, 2023 (543 days) · RIA to RIA
S••••••• C•••••• M••••••••• to C•••••• W••••• A••••••• G••••
left Dec 31, 2021, registered Feb 8, 2022 (39 days) · Other
F••••• I••••••••• to S••••••• C•••••• M•••••••••
left Mar 9, 2021, registered Oct 27, 2021 (232 days) · Other

Signals

S•••• M•••••• S••••••• left P••••••• A•••••••• L•• for E•• W••••• M••••••••• (registered 2026-08-17)
Jun 3, 2025 · Advisor changed firm · fact
S•••• M•••••• S••••••• left C•••••• W••••• A••••••• G•••• for P••••••• A•••••••• L•• (registered 2023-11-13)
May 19, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: No RAUM reportedderived
Years in industry: 31derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address