DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Stephen Michael Angelis
Feed of 09/14/2026
At current firm
1 y
since Jan 2, 2025
In the industry
39 y
since Aug 24, 1987 (earliest exam, job or registration)
Prior registered firms
7
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- LPL Financial LLC BD affiliated currentsince Jan 2, 2025 · Dublin, Oh
- Independent Financial Partners BD affiliatedJul 2, 2021 to Jan 7, 2025 · Naples, Fl
- LPL Financial LLC BD affiliatedFeb 19, 2019 to Oct 6, 2020 · Columbus, Oh
- Stratos Wealth Partners, Ltd BD affiliatedOct 28, 2016 to Jun 30, 2021 · Hilliard, Oh
- LPL Financial LLC BD affiliatedDec 12, 2011 to Feb 9, 2012 · Columbus, Oh
- Nationwide Investment Advisors, LLC BD affiliatedDec 5, 2006 to Dec 22, 2009 · Columbus, Oh
- Nationwide Investment Services Corporation unclassifiedJun 14, 2006 to Dec 5, 2006 · Grandview Heights, Oh
- Ncf Financial Services, Inc. unclassifiedOct 4, 2004 to Dec 31, 2004 · Durham, Nc
Moves
a registration end followed by a registration begin elsewhere
- Independent Financial Partners to LPL Financial LLCleft Jan 7, 2025, registered Jan 2, 2025 (-5 days) · Affiliated broker-dealer or bank to another · moved with a team
- Stratos Wealth Partners, Ltd to LPL Financial LLCleft Jun 30, 2021, registered Feb 19, 2019 (-862 days) · Affiliated broker-dealer or bank to independent RIA · moved with a team
- LPL Financial LLC to Independent Financial Partnersleft Oct 6, 2020, registered Jul 2, 2021 (269 days) · Affiliated broker-dealer or bank to another
- LPL Financial LLC to Stratos Wealth Partners, Ltdleft Feb 9, 2012, registered Oct 28, 2016 (1723 days) · Other
- Nationwide Investment Advisors, LLC to LPL Financial LLCleft Dec 22, 2009, registered Dec 12, 2011 (720 days) · Other
- Nationwide Investment Services Corporation to Nationwide Investment Advisors, LLCleft Dec 5, 2006, registered Dec 5, 2006 (0 days) · corporate re-registration, not a move
- Ncf Financial Services, Inc. to Nationwide Investment Services Corporationleft Dec 31, 2004, registered Jun 14, 2006 (530 days) · Other
Signals
- Stephen Michael Angelis left Independent Financial Partners for Lpl Financial Llc (registered 2025-01-02)Jan 7, 2025 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 39derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address