J••• W•••• F•••••••

• C••••• I••••••••• A••••••• L•• BD affiliated current
  since Aug 10, 2023 · Colorado Springs, Co
• S••••••• F•••••••• S•••••••• I••• former
  Mar 1, 2007 to Aug 10, 2023 · Colorado Springs, Co
• H•••••• T••••••• • K•••• L•• independent RIA
  Apr 1, 2004 to Feb 28, 2007 · Colorado Springs, Co
• N•• E•••••• S••••••••• C••••••••• former
  Jan 1, 1999 to Mar 1, 2004 · Colorado Springs, Co

• S••••••• F•••••••• S•••••••• I••• to C••••• I••••••••• A••••••• L••
  left Aug 10, 2023, registered Aug 10, 2023 (0 days) · corporate re-registration, not a move
• H•••••• T••••••• • K•••• L•• to S••••••• F•••••••• S•••••••• I•••
  left Feb 28, 2007, registered Mar 1, 2007 (1 days) · Other
• N•• E•••••• S••••••••• C••••••••• to H•••••• T••••••• • K•••• L••
  left Mar 1, 2004, registered Apr 1, 2004 (31 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

39derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address