DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

M•••••• J••• G••••••

L•• F•••••••• L••BD affiliatedTroy, Midual registrantIAPD 1479532

Feed of 09/14/2026

At current firm

2 y

since Feb 13, 2024

In the industry

34 y

since Jan 8, 1992 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

L•• F•••••••• L•• BD affiliated current
since Feb 13, 2024 · Troy, Mi
S••••• A•••• M••••••••• L••••• independent RIA
Aug 3, 2018 to Mar 31, 2024 · Troy, Mi
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Mar 13, 2015 to Aug 6, 2018 · Bloomfield Hills, Mi
M••••• S•••••• wirehouse
May 14, 2010 to Mar 23, 2015 · Birmingham, Mi
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Oct 23, 2009 to May 17, 2010 · Livonia, Mi
B••• O• A•••••• I••••••••• S•••••••• I••• unclassified
Oct 24, 2008 to Oct 23, 2009 · Livonia, Mi
L•••••• F•••••••• S•••••••• I••• unclassified
Mar 17, 2003 to Oct 24, 2008 · Dearborn, Mi

Moves

a registration end followed by a registration begin elsewhere

S••••• A•••• M••••••••• L••••• to L•• F•••••••• L••
left Mar 31, 2024, registered Feb 13, 2024 (-47 days) · RIA to affiliated broker-dealer or bank
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to S••••• A•••• M••••••••• L•••••
left Aug 6, 2018, registered Aug 3, 2018 (-3 days) · Wirehouse to independent RIA
M••••• S•••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
left Mar 23, 2015, registered Mar 13, 2015 (-10 days) · Wirehouse to wirehouse
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to M••••• S••••••
left May 17, 2010, registered May 14, 2010 (-3 days) · Wirehouse to wirehouse
B••• O• A•••••• I••••••••• S•••••••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
left Oct 23, 2009, registered Oct 23, 2009 (0 days) · corporate re-registration, not a move
L•••••• F•••••••• S•••••••• I••• to B••• O• A•••••• I••••••••• S•••••••• I•••
left Oct 24, 2008, registered Oct 24, 2008 (0 days) · corporate re-registration, not a move

Signals

M•••••• J••• G•••••• left S••••• A•••• M••••••••• L••••• for L•• F•••••••• L•• (registered 2024-02-13)
Mar 31, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 34derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address