DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J•••• M••• C••••

C••••••••• F••••••••mixed wealthGallipolis, Oh IA-onlyIAPD 1482724

Certified Financial Planner

Feed of 09/15/2026

Also filed as M••• C••••

At current firm

3 y

since Oct 12, 2022

In the industry

42 y

since Jan 1, 1984 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C••••••••• F•••••••• mixed wealth current
since Oct 12, 2022 · Gallipolis, Oh
C•••••• A••••••• BD affiliated
Mar 23, 2016 to Aug 1, 2022 · Gallipolis, Oh
L•••••• I••••••••• independent RIA
Apr 5, 2011 to Aug 1, 2022 · Dublin, Oh
C••••••••• F•••••••• mixed wealth
Jan 13, 2009 to Apr 22, 2013 · Gallipolis, Oh
C••••••••• F•••••••• mixed wealth
May 16, 2008 to Dec 31, 2008 · Gallipolis, Oh
C••••••••• F•••••••• mixed wealth
Mar 31, 2006 to Dec 31, 2006 · Dublin, Oh

Moves

a registration end followed by a registration begin elsewhere

C•••••• A••••••• to C••••••••• F••••••••
left Aug 1, 2022, registered Oct 12, 2022 (72 days) · Affiliated broker-dealer or bank to independent RIA
L•••••• I••••••••• to C•••••• A•••••••
left Aug 1, 2022, registered Mar 23, 2016 (-2322 days) · Other
C••••••••• F•••••••• to L•••••• I•••••••••
left Apr 22, 2013, registered Apr 5, 2011 (-748 days) · Other

Signals

J•••• M••• C•••• left C•••••• A••••••• for C••••••••• F•••••••• (registered 2022-10-12)
Aug 1, 2022 · Advisor changed firm · fact
J•••• M••• C•••• left L•••••• I••••••••• for C•••••• A••••••• (registered 2016-03-23)
Aug 1, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wealth manager with institutional or fund businessderived
Years in industry: 42derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address