RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- L••• M•••••• G•••• independent RIA currentsince Mar 11, 2022 · Shreveport, La
- S••••••• BD affiliatedFeb 14, 2014 to Mar 30, 2022 · Shreveport, La
- M••••• S•••••• wirehouseNov 18, 2010 to Feb 26, 2014 · Shreveport, La
- S••••••• to L••• M•••••• G••••left Mar 30, 2022, registered Mar 11, 2022 (-19 days) · Affiliated broker-dealer or bank to a newly registered adviser · moved with a team
- M••••• S•••••• to S•••••••left Feb 26, 2014, registered Feb 14, 2014 (-12 days) · Other
- S••••• L••• left Stephens for L••• M•••••• G•••• (registered 2022-03-11)Mar 30, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 40derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address