DFX Intelligence
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Registered advisor
D••••• M•••••• J••••••••
Certified Financial Planner
Feed of 09/14/2026
Also filed as D•• M• J••••••••
At current firm
9 y
since Nov 18, 2016
In the industry
38 y
since Apr 28, 1988 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- A••••••• F•••••••• A•••••••• L•• BD affiliated currentsince Nov 18, 2016 · Venice, Fl
- F•••• T•••• S••••••••• I••• BD affiliatedJul 14, 2014 to Nov 7, 2016 · Venice, Fl
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliatedJun 15, 2010 to Jun 26, 2014 · Sarasota, Fl
- S••••••• I••••••••• S•••••••• I••• formerApr 11, 2005 to Mar 23, 2010 · Sarasota, Fl
Moves
a registration end followed by a registration begin elsewhere
- F•••• T•••• S••••••••• I••• to A••••••• F•••••••• A•••••••• L••left Nov 7, 2016, registered Nov 18, 2016 (11 days) · Other
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to F•••• T•••• S••••••••• I•••left Jun 26, 2014, registered Jul 14, 2014 (18 days) · Other
- S••••••• I••••••••• S•••••••• I••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Mar 23, 2010, registered Jun 15, 2010 (84 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 38derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address