RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- M••••• S•••••• wirehouse currentsince Oct 8, 2025 · Little Rock, Ar
- R•••••• J•••• • A••••••••• I••• national BDApr 27, 2015 to Oct 21, 2025 · Little Rock, Ar
- U•• F•••••••• S••••••• I••• wirehouseSep 6, 2006 to May 6, 2015 · Little Rock, Ar
- S••••••• BD affiliatedAug 5, 1999 to Sep 7, 2006 · Little Rock, Ar
- R•••••• J•••• • A••••••••• I••• to M••••• S••••••left Oct 21, 2025, registered Oct 8, 2025 (-13 days) · Affiliated broker-dealer or bank to wirehouse · moved with a team
- U•• F•••••••• S••••••• I••• to R•••••• J•••• • A••••••••• I•••left May 6, 2015, registered Apr 27, 2015 (-9 days) · Wirehouse to affiliated broker-dealer or bank
- S••••••• to U•• F•••••••• S••••••• I•••left Sep 7, 2006, registered Sep 6, 2006 (-1 days) · Other
- J•••• G••••• left R•••••• J•••• • A••••••••• I••• for M••••• S•••••• (registered 2025-10-08)Oct 21, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 39derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address