DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

SEC-registered adviser

Stirlingshire Investments

Independent wealth managerNew York, New YorkCRD 327779SEC 801-128665websiteIAPD
Legal name Stirlingshire Ria LLC
Latest filing Aug 5, 2026
First filing on the tape Aug 1, 2023 · 24 filings
SEC status approved since Sep 7, 2023
RAUM
$180M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$180M individuals and HNW
Advisors
28
registered through the firm on IAPD
RAUM per advisor
$6.4M
derived; firm RAUM over IAPD count
Employees
29
25 advisory (5.B.1)
Offices
22
beyond the principal office
Private funds
0
reported on Schedule D
History
24 filings and snapshots on the tape
RAUM$180M as of Aug 5, 2026
Sep 29, 2024$69.2M then
HNW client RAUM$135M as of Aug 5, 2026
Oct 22, 2025$135M then
State-registered IARs (5.B.3)0 as of Aug 5, 2026
Sep 29, 202429 then
Employees (5.A)29 as of Aug 5, 2026
Sep 29, 202429 then
Private funds: no history
RAUM +160% over the last fiscal yearIARs 29 to 0
Practice profile
derived from the filing of Aug 5, 2026; every figure names its basis
Archetypes, each a printed rule
  • HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
RAUM per advisor
$6.4MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
27derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$236,582derivedHNW RAUM over HNW clients
Average account
$158,416derivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.0derivedItem 5.A over advisors
Advisors per office
1.2derived23 offices incl. principal (1.F.5)
RAUM growth, one year
+160%derivedbetween the last two annual amendments
Advisor growth, one year
-100%derivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assetsreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, selection of other advisersreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$135M75%
  • Individuals$45.0M25%
Individual clients
190reported
HNW clients
570reported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
1,135reported
Financial planning clients
0reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUMreported
Class basis
private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=true related_bank=false bd_reps=27.0derived
Advisors registered through the firm
27 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
Steven Mackie WoodsNew York, NySep 27, 202316 y0
Matthew Daniel GreeneNew York, Ny Oct 11, 202326 y4
Kathleen Xuan PhanWest Covina, Ca Nov 3, 202322 y2
James Patton WebbCertified Financial PlannerConroe, Tx Dec 11, 202334 y7
Mark David AlarieNew York, Ny Feb 2, 202410 y3
Douglas Dean ShafferToledo, Oh Feb 20, 202410 y3
David John GluckleToledo, Oh Feb 22, 202414 y1
Kyle Thomas CronanThe Woodlands, Tx Mar 14, 202421 y5
Eva ValentineNew York, Ny Mar 27, 202432 y8
Andrew J GersbachColumbus, Oh Apr 3, 202420 y4
Daniel DrahosValley Stream, Ny May 13, 202416 y0
Jason Michael VendittiNew York, Ny Sep 20, 202420 y2
Tracy Allan SchaffTacoma, Wa Oct 17, 202419 y5
Helen DaoCertified Financial PlannerNew York, Ny Nov 20, 202420 y6
Kevin Dennis MeyerCarlsbad, Ca Feb 24, 202518 y6
Michael Joseph CollesanoNew York, Ny May 9, 202523 y0
Robert Michael TroyanoCertified Financial PlannerSaddlebrook, Nj May 9, 202537 y4
Jared GoldstineNew York, NyMay 9, 202516 y2
David Joseph LazzaroChartered Financial ConsultantBayville, Nj Jun 9, 202531 y3
Daniel Wesley PrevettNew York, Ny Nov 19, 202511 y2
Thomas Erwin MunkerNew York, Ny Dec 17, 202529 y3
Demetrio Joselito MunozNew York, Ny Mar 25, 202632 y6
Evan MitchellNew York, Ny Mar 25, 202612 y1
Emily Nicole SibertSpokane, Wa Apr 6, 202615 y2
Randall Todd FulksNew York, Ny Jul 1, 202622 y2
David L RutanLa Center, Wa Jul 20, 202620 y3
Candice Lee GilmanMiddletown, De Aug 5, 202617 y5
Advisor movement
6 left, 9 joined in 12 months
net +3 in 12 months0 left in 90 days3 joined in 90 daysdeparture rate 21% of current headcount20 left over 36 months
Left, latest
Joined, latest
Every departureEvery arrival
Teams: two or more advisors moving together within fourteen days, from one state
    Teams outTeams in
    Private funds
    No private fund reported.
    Owners and control persons
    Schedule A and B, latest filing
    • Nmn Deborah Marcus · Chief Compliance Officercontrol
      since 05/2024 · owns less than 5%
    • Mackie Steven Woods · Ceocontrol
      since 06/2023 · owns less than 5%
    • Mackie Steven Woods · Managing Member, Ceocontrol
      since 06/2023 · owns 50% to 75% of Stirlingshire Investments, Inc.
    Entity owners
    • Stirlingshire Investments, Inc. · Member
      direct · owns 75% or more
    Related persons
    Schedule D 7.A
    Office movement
    IAPD branch city; joins and departures in 12 months
    OfficeAdvisorsJoinedLeftTeams outForming
    New York, Ny · principal2883
    Toledo, Oh200
    Phoenix, Az000
    Sarasota, Fl001
    Vancouver, Wa000
    Indianapolis, In000
    Concord, Nh001
    Napoleon, Oh001
    Granite Bay, Ca000
    Offices
    Schedule D 1.F, the 25 largest
    • Toledo, OH2 employees
    • Dallas, TX1 employees
    • New York, NY1 employees
    • Schaumberg, IL1 employees
    • Staten Island, NY1 employees
    • , 1 employees
    ADV anomalies
    3 against comparable advisers; where to look, not conclusions
    • account count surgeChange between filings · filing Mar 5, 2026
      accounts (Item 5.F.2.f) moved from 371.0 to 1,135.0 (+206.0%) between the annual amendments of 2024-09-29 and 2026-03-05; the peer median change was +5.0% (3687 comparable advisers, 99.0th percentile of changes)
      peers: independent wealth managers, $100M to $500M (3,687) · 99% percentile
    • advisor count dropChange between filings · filing Mar 5, 2026
      advisory representatives (Item 5.B.3) moved from 29.0 to 0.0 (-100.0%) between the annual amendments of 2024-09-29 and 2026-03-05; the peer median change was 0.0% (965 comparable advisers, 0.0th percentile of changes)
      peers: independent wealth managers, $100M to $500M (965) · 0.0% percentile
    • RAUM up 50 %Change between filings · filing Mar 5, 2026
      RAUM (Item 5.F) moved from $69,214,156 to $179,802,588 (+160.0%) between the annual amendments of 2024-09-29 and 2026-03-05; the peer median change was +15.0% (4550 comparable advisers, 100.0th percentile of changes)
      peers: independent wealth managers, $100M to $500M (4,550) · 100% percentile
    How anomalies are measured
    What changed
    consecutive filings, newest first
    • Accounts · 371 to 1,135
      May 14, 2025 to Oct 22, 2025
    • Advisory employees · 28 to 25
      May 14, 2025 to Oct 22, 2025
    • Advisory activities · 4 to 3
      May 14, 2025 to Oct 22, 2025
    • BD registered reps · 28 to 27
      May 14, 2025 to Oct 22, 2025
    • HNW clients · unset to 570.0
      May 14, 2025 to Oct 22, 2025
    • Individual clients · 264 to 190
      May 14, 2025 to Oct 22, 2025
    • Insurance-licensed employees · 0 to 4
      May 14, 2025 to Oct 22, 2025
    • Financial planning clients · 0 to 0
      May 14, 2025 to Oct 22, 2025
    • State-registered IARs · 29 to 0
      May 14, 2025 to Oct 22, 2025
    • Discretionary RAUM · $69.2M to $180M
      May 14, 2025 to Oct 22, 2025
    • HNW RAUM · unset to 134851941.0
      May 14, 2025 to Oct 22, 2025
    • Individual RAUM · $69.2M to $45.0M
      May 14, 2025 to Oct 22, 2025
    • RAUM · $69.2M to $180M
      May 14, 2025 to Oct 22, 2025
    • Accounts · 97 to 371
      May 20, 2024 to Sep 29, 2024
    • Advisory employees · 11 to 28
      May 20, 2024 to Sep 29, 2024
    • Advisory activities · 2 to 4
      May 20, 2024 to Sep 29, 2024
    • BD registered reps · 11 to 28
      May 20, 2024 to Sep 29, 2024
    • HNW clients · 97.0 to unset
      May 20, 2024 to Sep 29, 2024
    • Individual clients · unset to 264.0
      May 20, 2024 to Sep 29, 2024
    • Employees · 11 to 29
      May 20, 2024 to Sep 29, 2024
    • State-registered IARs · 11 to 29
      May 20, 2024 to Sep 29, 2024
    • Other offices · 0 to 22
      May 20, 2024 to Sep 29, 2024
    • Discretionary RAUM · $37.0M to $69.2M
      May 20, 2024 to Sep 29, 2024
    • HNW RAUM · 36957914.0 to unset
      May 20, 2024 to Sep 29, 2024
    • Individual RAUM · unset to 69214156.0
      May 20, 2024 to Sep 29, 2024
    • RAUM · $37.0M to $69.2M
      May 20, 2024 to Sep 29, 2024
    • Accounts · 0 to 97
      Jan 2, 2024 to Jan 5, 2024
    • Advisory employees · 1 to 11
      Jan 2, 2024 to Jan 5, 2024
    • Advisory activities · 1 to 2
      Jan 2, 2024 to Jan 5, 2024
    • BD registered reps · 2 to 11
      Jan 2, 2024 to Jan 5, 2024
    • HNW clients · unset to 97.0
      Jan 2, 2024 to Jan 5, 2024
    • Employees · 2 to 11
      Jan 2, 2024 to Jan 5, 2024
    • Financial planning clients · unset to 0
      Jan 2, 2024 to Jan 5, 2024
    • State-registered IARs · 1 to 11
      Jan 2, 2024 to Jan 5, 2024
    • Discretionary RAUM · $0 to $37.0M
      Jan 2, 2024 to Jan 5, 2024
    • HNW RAUM · unset to 36957914.0
      Jan 2, 2024 to Jan 5, 2024
    • RAUM · $0 to $37.0M
      Jan 2, 2024 to Jan 5, 2024
    • Legal name · STIRLINGSHIRE RIA LLC. to STIRLINGSHIRE RIA LLC
      Aug 1, 2023 to Aug 16, 2023
    Signals
    28 dated events
    • Hylton Davis left Stirlingshire Investments for Cclg Advisors (registered 2026-08-25)
      Jun 11, 2026 · Advisor changed firm · fact
    • Virendra Singh Tavathia left Stirlingshire Investments for Hornor, Townsend & Kent, Llc (registered 2026-03-06)
      Feb 24, 2026 · Advisor changed firm · fact
    • Scott Vincent Valenti left Stirlingshire Investments for Forge Capital (registered 2026-01-21)
      Jan 14, 2026 · Advisor changed firm · fact
    • Steven B Stewart left Stirlingshire Investments for Raymond James & Associates, Inc. (registered 2026-02-09)
      Jan 5, 2026 · Advisor changed firm · fact
    • Jason J Belyea left Stirlingshire Investments for Cetera Investment Advisers Llc (registered 2026-01-14)
      Dec 3, 2025 · Advisor changed firm · fact
    • Stirlingshire Investments reported RAUM $179.8M, up 160% from $69.2M (2025-05-14 to 2025-10-22)
      Oct 22, 2025 · RAUM change · derived
    • Stirlingshire Investments reported 0 state-registered advisory representatives, down from 29 (2025-05-14 to 2025-10-22)
      Oct 22, 2025 · Advisor headcount change · derived
    • Blake Dunbar left Stirlingshire Investments for Strategic Advisers Llc (registered 2026-01-06)
      Oct 17, 2025 · Advisor changed firm · fact
    • Robert Baker left Stirlingshire Investments for Colorado Financial Service Corporation (registered 2025-08-29)
      Sep 2, 2025 · Advisor changed firm · fact
    • Keithia D-Great left Stirlingshire Investments for Empower Advisory Group, Llc (registered 2026-05-28)
      Aug 7, 2025 · Advisor changed firm · fact
    • Jennifer Aguirre left Stirlingshire Investments for Silverstone Private Wealth (registered 2025-09-30)
      Aug 7, 2025 · Advisor changed firm · fact
    • David Andrew Paul left Stirlingshire Investments for Fusion Planning Llc (registered 2025-11-13)
      Aug 5, 2025 · Advisor changed firm · fact
    • Kevin Patrick Adam left Stirlingshire Investments for Lpl Financial Llc (registered 2025-07-07)
      May 13, 2025 · Advisor changed firm · fact
    • Michael Daniel Saenz left Stirlingshire Investments for Drumond Wealth Management (registered 2025-05-08)
      May 8, 2025 · Advisor changed firm · fact
    • Nicole Lee Marie Guimonds left Stirlingshire Investments for First Command Advisory Services (registered 2025-05-12)
      Apr 25, 2025 · Advisor changed firm · fact
    • David Block left Stirlingshire Investments for Avantax Advisory Services (registered 2025-01-08)
      Nov 5, 2024 · Advisor changed firm · fact
    • Rolandus Johnson left Stirlingshire Investments for Park Avenue Securities Llc (registered 2025-10-06)
      Nov 5, 2024 · Advisor changed firm · fact
    • Joshua A Hutt left Stirlingshire Investments for Hornor, Townsend & Kent, Llc (registered 2024-12-18)
      Nov 5, 2024 · Advisor changed firm · fact
    • Stirlingshire Investments reported 22 offices beyond its principal office, up from 0 (2024-05-20 to 2024-09-29)
      Sep 29, 2024 · Office count change · derived
    • Stirlingshire Investments reported 29 state-registered advisory representatives, up from 11 (2024-05-20 to 2024-09-29)
      Sep 29, 2024 · Advisor headcount change · derived
    • John Polemis left Stirlingshire Investments for Sphinx Investments Llc (registered 2026-01-01)
      Sep 5, 2024 · Advisor changed firm · fact
    • Kenneth Christian Reese left Stirlingshire Investments for Supreme Alliance Llc (registered 2024-09-13)
      Jul 29, 2024 · Advisor changed firm · fact
    • Richard Scott Debono left Stirlingshire Investments for Vanderbilt Advisory Services (registered 2024-07-15)
      Jul 3, 2024 · Advisor changed firm · fact
    • Nmn Deborah Marcus (Chief Compliance Officer) appeared on Schedule A of Stirlingshire Investments
      May 20, 2024 · Control person joined · fact
    • Bennett Andrew Dorman (Chief Compliance Officer) no longer on Schedule A of Stirlingshire Investments (listed 2024-05-17, absent 2024-05-20)
      May 20, 2024 · Control person left · inference
    • Stirlingshire Investments reported 11 state-registered advisory representatives, up from 1 (2024-01-02 to 2024-01-05)
      Jan 5, 2024 · Advisor headcount change · derived
    • 2 advisors left United Planners' Financial Services OF America A Limited Partner (Schulenburg, TX) for Stirlingshire Investments on the same day
      Dec 21, 2023 · Team lift-out · derived
    • Stirlingshire Investments filed its initial SEC registration (Form ADV)
      Aug 1, 2023 · First SEC registration · fact
    Across DFX
    shared identifiers only, never a name match
    No identifier-backed link to the venture, private equity, family office or sponsor graphs.
    How to reach
    public business contact points only, each with its source
    Firm profile
    linkedin.com/company/stirlingshirereportedpublic record, Form ADV, Sep 18, 2026
    Website
    stirlingshire.comreportedpublic record, Form ADV, Sep 18, 2026
    Principal office phone
    877-600-7026reportedpublic record, Form ADV, Aug 5, 2026
    Contact form
    stirlingshire.com/contactreportedpublished by the firm, firm site, Sep 15, 2026
    Team page
    stirlingshire.com/teamreportedpublished by the firm, firm site, Sep 15, 2026
    Provenance
    Form ADV
    SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
    Advisors
    IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
    Class
    Independent wealth managerderiveda rule over Items 5.D and 7.A
    RAUM per advisor
    $6.4Mderivedfirm RAUM over the IAPD count; not a book size
    Loaded
    Sep 14, 2026