S••••• T••••• N•••••

• M••••• S•••••• wirehouse current
  since Feb 22, 2022 · Hartford, Ct
• W•••• F•••• A••••••• wirehouse
  May 17, 2010 to Mar 1, 2022 · Hartford, Ct
• M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
  Mar 26, 2008 to May 19, 2010 · Hartford, Ct
• W•••• F•••• A••••••• wirehouse
  Apr 12, 2006 to Apr 1, 2008 · Hartford, Ct

• W•••• F•••• A••••••• to M••••• S••••••
  left Mar 1, 2022, registered Feb 22, 2022 (-7 days) · Wirehouse to wirehouse · moved with a team
• M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to W•••• F•••• A•••••••
  left May 19, 2010, registered May 17, 2010 (-2 days) · Wirehouse to wirehouse
• W•••• F•••• A••••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
  left Apr 1, 2008, registered Mar 26, 2008 (-6 days) · Wirehouse to wirehouse

• ••• Locked
  Mar 1, 2022 · Advisor changed firm · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Wirehousederived

Years in industry

29derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address