DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Ronald Bernard Adrian
Feed of 09/14/2026
Also filed as Ronald Bernard Adrian
At current firm
2 y
since Jan 2, 2024
In the industry
40 y
since Jul 8, 1986 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Raymond James Financial Services Advisors, Inc BD affiliated currentsince Jan 2, 2024 · Leawood, Ks
- Lexaurum Advisors independent RIAJul 18, 2017 to Jan 3, 2024 · Leawood, Ks
- Summit Financial Group Inc formerSep 1, 2016 to Jul 18, 2017 · Leawood, Ks
- Vsr Advisory Services formerFeb 7, 2003 to Sep 1, 2016 · Leawood, Ks
- The Masters, Inc. unclassifiedOct 22, 1999 to Feb 7, 2003 · Overland Pk, Ks
Moves
a registration end followed by a registration begin elsewhere
- Lexaurum Advisors to Raymond James Financial Services Advisors, Incleft Jan 3, 2024, registered Jan 2, 2024 (-1 days) · RIA to affiliated broker-dealer or bank
- Summit Financial Group Inc to Lexaurum Advisorsleft Jul 18, 2017, registered Jul 18, 2017 (0 days) · Other
- Vsr Advisory Services to Summit Financial Group Incleft Sep 1, 2016, registered Sep 1, 2016 (0 days) · corporate re-registration, not a move
- The Masters, Inc. to Vsr Advisory Servicesleft Feb 7, 2003, registered Feb 7, 2003 (0 days) · corporate re-registration, not a move
Signals
- Ronald Bernard Adrian left Lexaurum Advisors for Raymond James Financial Services Advisors, Inc (registered 2024-01-02)Jan 3, 2024 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 40derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address