RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M••••••••• D• C•••••
- R•• C•••••• M••••••• L•• national BD currentsince Jun 3, 2026 · Goffstown, Nh
- W•••• F•••• A••••••• wirehouseMay 16, 2013 to Jun 10, 2026 · Manchester, Nh
- M••••• S•••••• wirehouseJun 1, 2009 to Jun 7, 2013 · Manchester, Nh
- C•••••••• G••••• M•••••• I••• BD affiliatedAug 4, 2008 to Jun 1, 2009 · Manchester, Nh
- W•••• F•••• A••••••• to R•• C•••••• M••••••• L••left Jun 10, 2026, registered Jun 3, 2026 (-7 days) · Wirehouse to affiliated broker-dealer or bank
- M••••• S•••••• to W•••• F•••• A•••••••left Jun 7, 2013, registered May 16, 2013 (-22 days) · Wirehouse to wirehouse
- C•••••••• G••••• M•••••• I••• to M••••• S••••••left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
- M••••••••• D• C••••• left W•••• F•••• A••••••• for R•• C•••••• M••••••• L•• (registered 2026-06-03)Jun 10, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address