DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Deanna Louise Moore
Feed of 09/15/2026
Also filed as Deanna Louise Ross
At current firm
0 y
since Aug 21, 2026
In the industry
39 y
since Feb 6, 1987 (earliest exam, job or registration)
Prior registered firms
6
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S66, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- First Command Advisory Services BD affiliated currentsince Aug 21, 2026 · Leavenworth, Ks
- Moloney Securities Asset Management LLC formerDec 9, 2016 to Feb 12, 2018 · Manchester, Mo
- Moloney Investment Advisory LLC formerMay 19, 2016 to Dec 31, 2016 · Kansas City, Mo
- Northwestern Mutual Investment Services,LLC no RAUMMar 7, 2014 to Aug 13, 2014 · Leawood, Ks
- Charles Schwab & Co., Inc. national BDJun 24, 2011 to Jul 2, 2012 · Chicago, Il
- Fas Wealth Partners, Inc. independent RIAApr 17, 2009 to Sep 30, 2009 · Kansas City, Ks
- Umb Financial Services, Inc. independent RIAJan 1, 2006 to Feb 9, 2007 · Kansas City, Mo
Moves
a registration end followed by a registration begin elsewhere
- Moloney Securities Asset Management LLC to First Command Advisory Servicesleft Feb 12, 2018, registered Aug 21, 2026 (3112 days) · Affiliated broker-dealer or bank to another
- Moloney Investment Advisory LLC to Moloney Securities Asset Management LLCleft Dec 31, 2016, registered Dec 9, 2016 (-22 days) · channel change inside one enterprise, not a move · moved with a team
- Northwestern Mutual Investment Services,LLC to Moloney Investment Advisory LLCleft Aug 13, 2014, registered May 19, 2016 (645 days) · Other
- Charles Schwab & Co., Inc. to Northwestern Mutual Investment Services,LLCleft Jul 2, 2012, registered Mar 7, 2014 (613 days) · Other
- Fas Wealth Partners, Inc. to Charles Schwab & Co., Inc.left Sep 30, 2009, registered Jun 24, 2011 (632 days) · Other
- Umb Financial Services, Inc. to Fas Wealth Partners, Inc.left Feb 9, 2007, registered Apr 17, 2009 (798 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 39derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address