RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- F•••••• independent RIA currentsince Jul 11, 2025 · San Francisco, Ca
- C••••••••• C•••• I••••••••• independent RIAJun 5, 2020 to Jul 10, 2025 · Franklin, Tn
- J••• H•••••• I••••••••• M••••••••• L•• asset managerFeb 17, 2004 to Dec 31, 2010 · Boston, Ma
- M••••••• I••••••••• M••••••••• ••• L•• asset managerFeb 17, 2004 to Jan 10, 2014 · Boston, Ma
- C••••••••• C•••• I••••••••• to F••••••left Jul 10, 2025, registered Jul 11, 2025 (1 days) · RIA to RIA
- M••••••• I••••••••• M••••••••• ••• L•• to C••••••••• C•••• I•••••••••left Jan 10, 2014, registered Jun 5, 2020 (2338 days) · Other
- J••• H•••••• I••••••••• M••••••••• L•• to M••••••• I••••••••• M••••••••• ••• L••left Dec 31, 2010, registered Feb 17, 2004 (-2509 days) · corporate re-registration, not a move
- A••••• E• C•••• left C••••••••• C•••• I••••••••• for Farther (registered 2025-07-11)Jul 10, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 38derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address