DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
C••••••••• C•••• I•••••••••
Legal name C••••••••• C••••••• I•••
Latest filing Mar 4, 2026
First filing on the tape Mar 30, 2012 · 11 filings
SEC status approved since Apr 24, 2024
RAUM
$127M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
98%
$124M individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$127M
derived; firm RAUM over IAPD count
Employees
2
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
11 filings and snapshots on the tape
RAUM$127M as of Mar 4, 2026
Mar 30, 2012$54.5M then
HNW client RAUM$119M as of Mar 4, 2026
Mar 3, 2025$128M then
State-registered IARs (5.B.3)1 as of Mar 4, 2026
Mar 30, 20120 then
Employees (5.A)2 as of Mar 4, 2026
Mar 3, 20254 then
Private funds: no history
RAUM -11% over the last fiscal yearIARs 2 to 1
Practice profile
derived from the filing of Mar 4, 2026; every figure names its basis
Archetypes, each a printed rule
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $127MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 76derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.2MderivedHNW RAUM over HNW clients
- Average account
- $623,866derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.0derivedItem 5.A over advisors
- Advisors per office
- 1.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -11%derivedbetween the last two annual amendments
- Advisor growth, one year
- -50%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -24%derived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for individualsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$119M94%
- Individuals$5.0M4.0%
- Corporations and businesses$2.9M2.3%
- Individual clients
- 39reported
- HNW clients
- 37reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 203reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.98 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
1 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| C••••• R••• C•••••••••Chartered Financial Analyst | Franklin, Tn | Jan 23, 2004 | 46 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount1 left over 36 months
Left, latest
- A••••• E• C•••• to F••••••Jul 10, 2025 · RIA to RIA
Joined, latest
- A••••• E• C•••• from M••••••• I••••••••• M••••••••• ••• L••Jun 5, 2020 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- C••••••••• C•••••• R••• · President/Chief Compliance Officercontrolsince 05/1993 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Franklin, Tn · principal | 1 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 258 to 203Oct 16, 2025 to Mar 4, 2026
- Advisory employees · 2 to 1Oct 16, 2025 to Mar 4, 2026
- HNW clients · 47 to 37Oct 16, 2025 to Mar 4, 2026
- Individual clients · 53 to 39Oct 16, 2025 to Mar 4, 2026
- Employees · 4 to 2Oct 16, 2025 to Mar 4, 2026
- State-registered IARs · 2 to 1Oct 16, 2025 to Mar 4, 2026
- Discretionary RAUM · $142M to $127MOct 16, 2025 to Mar 4, 2026
- HNW RAUM · $128M to $119MOct 16, 2025 to Mar 4, 2026
- Individual RAUM · $9.5M to $5.0MOct 16, 2025 to Mar 4, 2026
- RAUM · $142M to $127MOct 16, 2025 to Mar 4, 2026
- Financial planning clients · 0 to 0Aug 21, 2025 to Oct 16, 2025
- Accounts · 247 to 258Mar 22, 2024 to Mar 3, 2025
- HNW clients · 45 to 47Mar 22, 2024 to Mar 3, 2025
- Individual clients · 51 to 53Mar 22, 2024 to Mar 3, 2025
- Discretionary RAUM · $113M to $142MMar 22, 2024 to Mar 3, 2025
- HNW RAUM · $103M to $128MMar 22, 2024 to Mar 3, 2025
- Individual RAUM · $8.5M to $9.5MMar 22, 2024 to Mar 3, 2025
- RAUM · $113M to $142MMar 22, 2024 to Mar 3, 2025
- Accounts · 145 to 247Jul 16, 2012 to Mar 22, 2024
- Advisory employees · unset to 2.0Jul 16, 2012 to Mar 22, 2024
- Business name · C••••••••• C••••••• I••• to C••••••••• C•••• I•••••••••Jul 16, 2012 to Mar 22, 2024
- HNW clients · unset to 45.0Jul 16, 2012 to Mar 22, 2024
- Individual clients · unset to 51.0Jul 16, 2012 to Mar 22, 2024
- Employees · unset to 4.0Jul 16, 2012 to Mar 22, 2024
- Financial planning clients · unset to 0Jul 16, 2012 to Mar 22, 2024
- State-registered IARs · 0 to 2Jul 16, 2012 to Mar 22, 2024
- Other offices · unset to 0.0Jul 16, 2012 to Mar 22, 2024
- Discretionary RAUM · $54.0M to $113MJul 16, 2012 to Mar 22, 2024
- HNW RAUM · unset to 103237146.0Jul 16, 2012 to Mar 22, 2024
- Individual RAUM · unset to 8506150.0Jul 16, 2012 to Mar 22, 2024
- RAUM · $54.0M to $113MJul 16, 2012 to Mar 22, 2024
- Discretionary RAUM · $54.5M to $54.0MMar 30, 2012 to Jun 22, 2012
- RAUM · $54.5M to $54.0MMar 30, 2012 to Jun 22, 2012
Signals
2 dated events
- A••••• E• C•••• left C••••••••• C•••• I••••••••• for Farther (registered 2025-07-11)Jul 10, 2025 · Advisor changed firm · fact
- C••••••••• C•••• I••••••••• filed its initial SEC registration (Form ADV)Mar 22, 2024 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 615-595-5800reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 615-595-5825reportedpublished by the firm, firm site, Sep 16, 2026
- Website
- carmichaelcreel.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 615-595-5825reportedpublic record, Form ADV, Mar 4, 2026
- Contact form
- carmichaelcreel.com/contact-usreportedpublished by the firm, firm site, Sep 16, 2026
- Team page
- carmichaelcreel.com/teamreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $127Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026