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Registered advisor
N•••• C•••••••• P••••••
Feed of 09/15/2026
At current firm
2 y
since Mar 1, 2024
In the industry
26 y
since May 9, 2000 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- M••••• S•••••• wirehouse currentsince Mar 1, 2024 · New York, Ny
- W•••• F•••• A••••••• wirehouseMar 2, 2015 to Mar 11, 2024 · New York, Ny
- E•••••• C•••••• M••••••••• L•• formerJan 5, 2015 to Feb 24, 2015 · Jersey City, Nj
- T• A••••••••• I••••••••• M••••••••• L•• formerDec 18, 2013 to Dec 8, 2014 · Jersey City, Nj
- T• A••••••••• I••• formerDec 17, 2013 to Dec 8, 2014 · Westlake, Tx
Moves
a registration end followed by a registration begin elsewhere
- W•••• F•••• A••••••• to M••••• S••••••left Mar 11, 2024, registered Mar 1, 2024 (-10 days) · Wirehouse to wirehouse · moved with a team
- E•••••• C•••••• M••••••••• L•• to W•••• F•••• A•••••••left Feb 24, 2015, registered Mar 2, 2015 (6 days) · Other
- T• A••••••••• I••• to T• A••••••••• I••••••••• M••••••••• L••left Dec 8, 2014, registered Dec 18, 2013 (-355 days) · channel change inside one enterprise, not a move
- T• A••••••••• I••••••••• M••••••••• L•• to E•••••• C•••••• M••••••••• L••left Dec 8, 2014, registered Jan 5, 2015 (28 days) · Other
Signals
- N•••• C•••••••• P•••••• left W•••• F•••• A••••••• for M••••• S•••••• (registered 2024-03-01)Mar 11, 2024 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address